0001127602-21-001691.txt : 20210114 0001127602-21-001691.hdr.sgml : 20210114 20210114182523 ACCESSION NUMBER: 0001127602-21-001691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210113 FILED AS OF DATE: 20210114 DATE AS OF CHANGE: 20210114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUGAR RONALD D CENTRAL INDEX KEY: 0001216519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37702 FILM NUMBER: 21530036 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD. STREET 2: SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 900274 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMGEN INC CENTRAL INDEX KEY: 0000318154 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 953540776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320 BUSINESS PHONE: (805)447-1000 MAIL ADDRESS: STREET 1: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320 FORMER COMPANY: FORMER CONFORMED NAME: AMGEN DATE OF NAME CHANGE: 19870305 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-13 0000318154 AMGEN INC AMGN 0001216519 SUGAR RONALD D ONE AMGEN CENTER DRIVE THOUSAND OAKS CA 91320-1799 1 Common Stock 2021-01-13 4 M 0 1000 71.64 A 16805 D Common Stock 2021-01-13 4 S 0 1000 235.99 D 15805 D Nqso (Right to Buy) 71.64 2021-01-13 4 M 0 1000 0 D 2013-04-27 2022-04-27 Common Stock 1000 4000 D The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1. These shares include 2,142 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. /s/ Ronald D. Sugar 2021-01-14