0001127602-12-003251.txt : 20120131 0001127602-12-003251.hdr.sgml : 20120131 20120131205240 ACCESSION NUMBER: 0001127602-12-003251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120127 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMGEN INC CENTRAL INDEX KEY: 0000318154 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 953540776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320 BUSINESS PHONE: (805)447-1000 MAIL ADDRESS: STREET 1: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320 FORMER COMPANY: FORMER CONFORMED NAME: AMGEN DATE OF NAME CHANGE: 19870305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHO ANNA CENTRAL INDEX KEY: 0001199306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12477 FILM NUMBER: 12560770 MAIL ADDRESS: STREET 1: AMGEN INC. STREET 2: ONE AMGEN CENTER DRIVE CITY: THOUSAND OAKS STATE: CA ZIP: 91320-1799 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2012-01-27 0000318154 AMGEN INC AMGN 0001199306 RICHO ANNA ONE AMGEN CENTER DRIVE THOUSAND OAKS CA 91320-1799 1 SVP & CCO Common Stock 2012-01-27 4 M 0 8571 58.61 A 45420 D Common Stock 2012-01-27 4 M 0 1598 62.55 A 47018 D Common Stock 2012-01-27 4 M 0 10902 62.55 A 57920 D Common Stock 2012-01-27 4 M 0 15375 62.63 A 73295 D Common Stock 2012-01-27 4 M 0 10000 58.43 A 83295 D Common Stock 2012-01-27 5 G 0 E 46446 0 D 36849 D Common Stock 2012-01-27 5 G 0 E 46446 0 A 50189 I The Nicholas A. Moore and Anna S. Richo Family Trust Common Stock 2012-01-27 4 S 0 45446 68.4679 D 4743 I The Nicholas A. Moore and Anna S. Richo Family Trust Common Stock 2174.8199 I 401(k) Plan Nqso (Right to Buy) 58.61 2012-01-27 4 M 0 8571 0 D 2006-03-15 2012-03-15 Common Stock 8571 0 D Iso (Right to Buy) 62.55 2012-01-27 4 M 0 1598 0 D 2008-04-26 2014-04-26 Common Stock 1598 0 D Nqso (Right to Buy) 62.55 2012-01-27 4 M 0 10902 0 D 2008-04-26 2014-04-26 Common Stock 10902 0 D Nqso (Right to Buy) 62.63 2012-01-27 4 M 0 15375 0 D 2009-07-31 2015-07-31 Common Stock 15375 5125 D Nqso (Right to Buy) 58.43 2012-01-27 4 M 0 10000 0 D 2011-04-26 2020-04-26 Common Stock 10000 30000 D These shares are being transferred to the reporting person's Family Trust. These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan. The price reported is an average price. The prices ranged from $68.40 to $68.55 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer. These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing. /s/ Anna S. Richo 2012-01-30