0001127602-12-003251.txt : 20120131
0001127602-12-003251.hdr.sgml : 20120131
20120131205240
ACCESSION NUMBER: 0001127602-12-003251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120127
FILED AS OF DATE: 20120131
DATE AS OF CHANGE: 20120131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMGEN INC
CENTRAL INDEX KEY: 0000318154
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 953540776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE AMGEN CENTER DRIVE
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91320
BUSINESS PHONE: (805)447-1000
MAIL ADDRESS:
STREET 1: ONE AMGEN CENTER DRIVE
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91320
FORMER COMPANY:
FORMER CONFORMED NAME: AMGEN
DATE OF NAME CHANGE: 19870305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICHO ANNA
CENTRAL INDEX KEY: 0001199306
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12477
FILM NUMBER: 12560770
MAIL ADDRESS:
STREET 1: AMGEN INC.
STREET 2: ONE AMGEN CENTER DRIVE
CITY: THOUSAND OAKS
STATE: CA
ZIP: 91320-1799
4
1
form4.xml
PRIMARY DOCUMENT
X0304
4
2012-01-27
0000318154
AMGEN INC
AMGN
0001199306
RICHO ANNA
ONE AMGEN CENTER DRIVE
THOUSAND OAKS
CA
91320-1799
1
SVP & CCO
Common Stock
2012-01-27
4
M
0
8571
58.61
A
45420
D
Common Stock
2012-01-27
4
M
0
1598
62.55
A
47018
D
Common Stock
2012-01-27
4
M
0
10902
62.55
A
57920
D
Common Stock
2012-01-27
4
M
0
15375
62.63
A
73295
D
Common Stock
2012-01-27
4
M
0
10000
58.43
A
83295
D
Common Stock
2012-01-27
5
G
0
E
46446
0
D
36849
D
Common Stock
2012-01-27
5
G
0
E
46446
0
A
50189
I
The Nicholas A. Moore and Anna S. Richo Family Trust
Common Stock
2012-01-27
4
S
0
45446
68.4679
D
4743
I
The Nicholas A. Moore and Anna S. Richo Family Trust
Common Stock
2174.8199
I
401(k) Plan
Nqso (Right to Buy)
58.61
2012-01-27
4
M
0
8571
0
D
2006-03-15
2012-03-15
Common Stock
8571
0
D
Iso (Right to Buy)
62.55
2012-01-27
4
M
0
1598
0
D
2008-04-26
2014-04-26
Common Stock
1598
0
D
Nqso (Right to Buy)
62.55
2012-01-27
4
M
0
10902
0
D
2008-04-26
2014-04-26
Common Stock
10902
0
D
Nqso (Right to Buy)
62.63
2012-01-27
4
M
0
15375
0
D
2009-07-31
2015-07-31
Common Stock
15375
5125
D
Nqso (Right to Buy)
58.43
2012-01-27
4
M
0
10000
0
D
2011-04-26
2020-04-26
Common Stock
10000
30000
D
These shares are being transferred to the reporting person's Family Trust.
These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.
The price reported is an average price. The prices ranged from $68.40 to $68.55 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.
/s/ Anna S. Richo
2012-01-30