-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LaqNJPmpQr3Wexa1vOqYdrxTMgrpKJ44jzAPcD+o4gsNI8M7VhTCf307vaAr7Vb6 8SUxOffRCLl+8DhWQtC4cw== 0000950110-97-000121.txt : 19970120 0000950110-97-000121.hdr.sgml : 19970120 ACCESSION NUMBER: 0000950110-97-000121 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970106 DATE AS OF CHANGE: 19970117 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MCNEIL REAL ESTATE FUND XI LTD CENTRAL INDEX KEY: 0000318140 STANDARD INDUSTRIAL CLASSIFICATION: 6512 IRS NUMBER: 942669577 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09783 FILM NUMBER: 97504708 BUSINESS ADDRESS: STREET 1: 13760 NOEL ROAD STREET 2: SUITE 700 LB70 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2144485800 MAIL ADDRESS: STREET 1: 13760 NOEL ROAD SUITE 700 LB70 CITY: DALLAS STATE: TX ZIP: 75240 COMPANY DATA: COMPANY CONFORMED NAME: ICAHN CARL C ET AL CENTRAL INDEX KEY: 0000921669 STANDARD INDUSTRIAL CLASSIFICATION: 0000 OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 100 SOUTH BEDFORD ROAD CITY: MT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 9142427700 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 FORM 3 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1990 OMB APPROVAL ------------------------------------------ OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response.....................0.5 ------------------------------------------ - - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person ICAHN CARL C. (Last) (First) (Middle) 114 West 47th Street - - ---------------------------------------- (Street) New York, NY 10036 - - ---------------------------------------------- (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 12/27/96 - - ---------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker of Trading Symbol McNEIL REAL ESTATE FUND XI, LTD. - - ---------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) ____ Director _X__ 10% Owner ____ Officer (give ____ Other (specify title below) below) ---------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing X Form filed by One Reporting Person -- -- Form filed by more than One Reporting Person TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect Beneficial Ownership (Instr. 3) Beneficially Owned (D) or Indirect (I)(Instr. 5) (Instr. 5) (Instr. 4) - - ----------------------------------------------------------------------------------------------------------------------------------- Units representing 18,305 I * - - ----------------------------------------------------------------------------------------------------------------------------------- Limited Partnership - - ----------------------------------------------------------------------------------------------------------------------------------- Interests ("Units") - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- - - ----------------------------------------------------------------------------------------------------------------------------------- - - -----------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) FORM 3 - (continued) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security (Instr. 4) - - --------------------------------- - - --------------------------------- - - --------------------------------- - - --------------------------------- - - --------------------------------- - - --------------------------------- - - --------------------------------- - - --------------------------------- - - --------------------------------- - - --------------------------------- 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Expira- Exer- tion cisable Date - - ------------------------- - - ------------------------- - - ------------------------- - - ------------------------- - - ------------------------- - - ------------------------- - - ------------------------- - - ------------------------- - - ------------------------- - - ------------------------- 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title Amount or Number of Shares - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ - - ------------------------------------ 4. Conversion of Exercise Price of Derivative Security - - ------------------ - - ------------------ - - ------------------ - - ------------------ - - ------------------ - - ------------------ - - ------------------ - - ------------------ - - ------------------ - - ------------------ 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- 6. Nature of Indirect Beneficial Ownership (Instr. 5) - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- - - ------------------- Explanation of Responses: * Consists of 16,869 Units directly beneficially owned by High River Limited Partnership ("High River") and 1,436 Units directly beneficially owned by Unicorn Associates Corporation ("Unicorn"). The Reporting Person is the controlling member of Riverdale LLC, the general partner of High River and indirectly owns all of the issued and outstanding shares of capital stock of Unicorn. The Units directly beneficially owned by High River include (1) 8,182 Units tendered to High River pursuant to a tender offer commenced on September 20, 1996 (the "Tender Offer") and transferred to High River effective as of January 1, 1997, (2) 9,638 Units acquired by High River prior to the commencement of the Tender Offer, and (3) 485 Units tendered to High River pursuant to the Tender Offer and accepted for payment, but not yet submitted for transfer because of defective paperwork. ++Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ THEODORE ALTMAN, ATTORNEY-IN-FACT 1/6/97 - - ------------------------------------- --------------- ++Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----