-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MZiKni0VkfL+GyZOQ/WcjFVmPnedkOMy9synA+2X7ue9aCs8HT7LPgmBovA1ML0+ pHxM7MYG/Vh6iQJ4yZ4/oA== 0000950150-99-000620.txt : 19990511 0000950150-99-000620.hdr.sgml : 19990511 ACCESSION NUMBER: 0000950150-99-000620 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19990428 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19990510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATES FILTER CORP CENTRAL INDEX KEY: 0000318025 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 330266015 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-10728 FILM NUMBER: 99616138 BUSINESS ADDRESS: STREET 1: 40-004 COOK ST CITY: PALM DESERT STATE: CA ZIP: 92211 BUSINESS PHONE: 7603400098 MAIL ADDRESS: STREET 1: 40-004 COOK STREET CITY: PALM DESERT STATE: CA ZIP: 92211 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TOXXIC CONTROL INC DATE OF NAME CHANGE: 19910401 FORMER COMPANY: FORMER CONFORMED NAME: NOVAN ENERGY INC DATE OF NAME CHANGE: 19871227 8-K 1 FORM 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 28, 1999 United States Filter Corporation - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Delaware 1-10728 33-0266015 - -------------------------------------------------------------------------------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 40-004 Cook Street, Palm Desert, CA 92211 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (760) 340-0098 - -------------------------------------------------------------------------------- Registrant's Telephone Number Including Area Code N/A - -------------------------------------------------------------------------------- Former Name or Former Address, if Changed Since Last Report Exhibit Index is on Page 4 2 ITEM 1. CHANGES OF CONTROL OF REGISTRANT On April 28, 1999, Eau Acquisition Corp. ("Merger Sub"), a Delaware corporation and indirect wholly-owned subsidiary of Vivendi, a societe anonyme organized under the laws of France ("Vivendi") paid for and thereby acquired approximately 95.7% of the Registrant's outstanding capital stock. This acquisition was made under the terms of an Agreement and Plan of Merger by and among Vivendi, Merger Sub and the Registrant, dated March 22, 1999, pursuant to which Merger Sub offered to purchase for cash all outstanding shares of common stock of the Registrant for $31.50 per share. The total consideration paid by Merger Sub to acquire such shares was approximately $5.5 billion. The remaining shares of outstanding common stock of the Registrant were acquired on April 29, 1999 pursuant to a short form merger of Merger Sub with and into the Registrant in compliance with Section 253 of the Delaware General Corporation Law. With respect to the source of funds used to acquire such shares reference is made to the section entitled "Item 4 - Source and Amount of Funds or Other Consideration" in Amendment Number One, dated April 15, 1999 to the Schedule 14D-1 filed by Merger Sub on March 26, 1999 which is incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. 99.1 Item 4 of Amendment Number 1 to Schedule 14D-1 of Merger Sub, dated April 15, 1999. 2 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereto duly authorized. UNITED STATES FILTER CORPORATION Date: May 10, 1999 By: /s/ Stephen P. Stanczak ----------------------- Name: Stephen P. Stanczak Title: Executive Vice President, General Counsel and Corporate Secretary 3 4 EXHIBIT INDEX
Exhibit Description - ------- ----------- 99.1 Item 4 of Amendment Number 1 to Schedule 14D-1 of Merger Sub, dated April 15, 1999.
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EX-99.1 2 ITEM 4 OF AMENDMENT NO. 1 TO SCHEDULE 14D-1 1 EXHIBIT 99.1 ITEM 4. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Reference is hereby made to the information set forth in Section 12 ("Source and Amount of Funds") of the Offer to Purchase, which is incorporated herein by reference. Parent and Bayerische Landesbank Girozentrale, a credit institution subject to German law ("BLG"), have entered into a definitive credit agreement (the "BLG Credit Agreement") pursuant to which BLG has agreed to lend to Parent up to 13.2 billion French francs, or the equivalent amount in Euros or U.S. dollars based on an exchange rate specified in the Credit Agreement. The loan matures on October 29, 1999. Amount can be drawn under the Credit Agreement with initial interest periods (each, an "Interest Period") of one, two or three months. The interest rate payable on amounts drawn equals (i) LIBOR for the applicable Interest Period plus 8 basis points, if amounts drawn are in U.S. dollars or (ii) EURIBOR for the applicable Interest Period plus 8 points, if amounts drawn are in Euros. The loan from BLG is unsecured. The foregoing description is qualified by reference to the full BLG Credit Agreement, an English language translation of which is attached as Exhibit (b)(1) and is incorporated herein by reference. Parent, a wholly-owned subsidiary of Parent ("Finance Sub") and Societe Generale have entered into a definitive bond issuance and underwriting agreement (the "SG Loan Agreement") pursuant to which Societe Generale will provide a 2.286 billion Euro loan for a period of six months following date on which funds are made available. Such borrowing will bear an interest rate equal to the 1-month EURIBOR rate plus 8 basis points, subject to adjustment at Finance Sub's option. The funds may be drawn by Finance Sub at any time after April 22, 1999, subject to the terms and conditions of the SG Loan Agreement. Finance Sub will reloan amounts borrowed under the SG Loan Agreement to Parent, and Parent will guarantee the obligations of Finance Sub under the SG Loan Agreement. The SG Loan Agreement is unsecured. The foregoing description is qualified by reference to the full SG Credit Agreement, 2 an English language translation of which is attached as Exhibit (b)(2) and is incorporated herein by reference. On April 13, 1999, Parent announced that it would be launching an offering of its convertible bonds with an aggregate principal amount of 2.5 billion Euros. The bonds will mature in six years, have an interest rate of 1.5% and be convertible into shares of common stock of Parent or Vivendi Environment, a newly formed subsidiary that Parent expects will hold the Company and certain of its other utilities businesses. Parent expects to raise an additional 3.2 billion Euros through an equity offering of its shares which will follow the convertible bond offering. The proceeds of the convertible bond offering and the equity offering will be used to repay the BLG Credit Agreement and the SG Loan Agreement and to otherwise provide funding in connection with Parent's acquisition of the Company.
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