-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VGWQY7cClLdv3KOYE+62s319rnSGhkrri/OTprLhTPNGP/zbMKKQ09aCzrt7Uy1u sOJgbR3ImVXkqax4IHhTGw== 0000950150-99-000498.txt : 19990416 0000950150-99-000498.hdr.sgml : 19990416 ACCESSION NUMBER: 0000950150-99-000498 CONFORMED SUBMISSION TYPE: SC 14D9/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990415 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATES FILTER CORP CENTRAL INDEX KEY: 0000318025 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 330266015 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 14D9/A SEC ACT: SEC FILE NUMBER: 005-35006 FILM NUMBER: 99594957 BUSINESS ADDRESS: STREET 1: 40-004 COOK ST CITY: PALM DESERT STATE: CA ZIP: 92211 BUSINESS PHONE: 7603400098 MAIL ADDRESS: STREET 1: 40-004 COOK STREET CITY: PALM DESERT STATE: CA ZIP: 92211 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TOXXIC CONTROL INC DATE OF NAME CHANGE: 19910401 FORMER COMPANY: FORMER CONFORMED NAME: NOVAN ENERGY INC DATE OF NAME CHANGE: 19871227 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATES FILTER CORP CENTRAL INDEX KEY: 0000318025 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 330266015 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 14D9/A BUSINESS ADDRESS: STREET 1: 40-004 COOK ST CITY: PALM DESERT STATE: CA ZIP: 92211 BUSINESS PHONE: 7603400098 MAIL ADDRESS: STREET 1: 40-004 COOK STREET CITY: PALM DESERT STATE: CA ZIP: 92211 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TOXXIC CONTROL INC DATE OF NAME CHANGE: 19910401 FORMER COMPANY: FORMER CONFORMED NAME: NOVAN ENERGY INC DATE OF NAME CHANGE: 19871227 SC 14D9/A 1 SCHEDULE 14D9, AMENDMENT NO.1 1 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ SCHEDULE 14D-9 (AMENDMENT NO. 1) SOLICITATION/RECOMMENDATION STATEMENT PURSUANT TO SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 ------------------------ UNITED STATES FILTER CORPORATION (Name of Subject Company) UNITED STATES FILTER CORPORATION (Name of Person(s) Filing Statement) COMMON STOCK, PAR VALUE $.01 PER SHARE (and the associated Preferred Share Purchase Rights) (Title of Class of Securities) 911843 20 9 (CUSIP Number of Class of Securities) STEPHEN P. STANCZAK EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY UNITED STATES FILTER CORPORATION 40-004 COOK STREET PALM DESERT, CA 92211 (760) 340-0098 (Name, address and telephone number of person authorized to receive notice and communications on behalf of the person(s) filing statement) WITH A COPY TO: ROD A. GUERRA, JR., ESQ. SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 300 SOUTH GRAND AVENUE LOS ANGELES, CA 90071 (213) 687-5000 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 This Amendment (the "Amendment") amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 (the "Schedule 14D-9") filed with the Securities and Exchange Commission (the "SEC") on March 29, 1999 by United States Filter Corporation, a Delaware corporation (the "Company") in response to the Tender Offer Statement on Schedule 14D-1 filed with the SEC on March 26, 1999 by Vivendi, a societe anonyme organized under the laws of France ("Parent"), and Eau Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Parent, to purchase all outstanding shares of Common Stock, par value $.01 per share (the "Shares") of the Company and the associated Preferred Share Purchase Rights (the "Rights") issued pursuant to the Rights Agreement, dated as of November 27, 1998, between the Company and the Bank of New York, as Rights Agent, at a purchase price of $31.50 per Share (and associated Right), net to seller in cash, without interest thereon, upon the terms and subject to the conditions set forth in the Offer to Purchase, dated March 26, 1999 and in the related Letter of Transmittal. Capitalized terms used and not defined herein shall have the meanings assigned to such terms in the Schedule 14D-9. ITEM 8. ADDITIONAL INFORMATION TO BE FURNISHED Item 8 of the Schedule 14D-9 is hereby amended by replacing the paragraph "Change in Control Provisions in Notes" with the following disclosure: Change in Control Provisions in Notes. Upon the occurrence of a Change of Control (as defined in the Notes), the Company will be required to offer to purchase the Company's 4 1/2% Convertible Subordinated Notes Due 2001 (the "Notes") at a purchase price equal to 100% of the principal amount thereof, plus accrued and unpaid interest to the date of repurchase (the "Repurchase Rights"). The repurchase offer must commence within 25 business days of the Change of Control and remain open for at least 20 business days. Holders of the Notes may also exercise their right to convert their Notes into Common Stock and participate in the Offer or receive cash upon the Merger in lieu of pursuing their Repurchase Rights. Holders may also continue to hold their Notes after the Merger. 2 3 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. UNITED STATES FILTER CORPORATION By /s/ STEPHEN P. STANCZAK ----------------------------------- Stephen P. Stanczak Executive Vice President, General Counsel and Secretary Dated: April 14, 1999 3 -----END PRIVACY-ENHANCED MESSAGE-----