0001209191-18-045092.txt : 20180802 0001209191-18-045092.hdr.sgml : 20180802 20180802185333 ACCESSION NUMBER: 0001209191-18-045092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180802 DATE AS OF CHANGE: 20180802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAEFFER PAUL M CENTRAL INDEX KEY: 0001409754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35958 FILM NUMBER: 18989942 MAIL ADDRESS: STREET 1: 5200 ENCINO AVENUE CITY: ENCINO STATE: CA ZIP: 91316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Digital Turbine, Inc. CENTRAL INDEX KEY: 0000317788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 222267658 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 110 SAN ANTONIO STREET STREET 2: #160 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: (512) 387-7717 MAIL ADDRESS: STREET 1: 110 SAN ANTONIO STREET STREET 2: #160 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Mandalay Digital Group, Inc. DATE OF NAME CHANGE: 20120207 FORMER COMPANY: FORMER CONFORMED NAME: NeuMedia, Inc. DATE OF NAME CHANGE: 20100514 FORMER COMPANY: FORMER CONFORMED NAME: Mandalay Media, Inc. DATE OF NAME CHANGE: 20071109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-31 0 0000317788 Digital Turbine, Inc. APPS 0001409754 SCHAEFFER PAUL M MANDALAY ENTERTAINMENT GROUP 4751 WILSHIRE BOULEVARD 3RD FLOOR LOS ANGELES CA 90010 1 0 0 0 Common Stock 2018-07-31 4 A 0 46763 0.00 A 653003 I See Footnote 3. Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2018 through July 31, 2019. The Shares vest in four equal quarterly increments on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Of such Shares, 228,254 shares are held by the Paul and Judy Schaeffer Living Trust (the "Trust"). Reporting Person disclaims beneficial ownership of shares held by the Trust except to the extent of any pecuniary interest therein. /s/ Paul Schaeffer 2018-08-02