0001209191-18-037342.txt : 20180612 0001209191-18-037342.hdr.sgml : 20180612 20180612200910 ACCESSION NUMBER: 0001209191-18-037342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180610 FILED AS OF DATE: 20180612 DATE AS OF CHANGE: 20180612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARRISON J. BARRETT CENTRAL INDEX KEY: 0001684694 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35958 FILM NUMBER: 18895654 MAIL ADDRESS: STREET 1: 1300 GUADALUPE STREET STREET 2: SUITE 302 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Digital Turbine, Inc. CENTRAL INDEX KEY: 0000317788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 222267658 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 110 SAN ANTONIO STREET STREET 2: #160 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: (512) 387-7717 MAIL ADDRESS: STREET 1: 110 SAN ANTONIO STREET STREET 2: #160 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: Mandalay Digital Group, Inc. DATE OF NAME CHANGE: 20120207 FORMER COMPANY: FORMER CONFORMED NAME: NeuMedia, Inc. DATE OF NAME CHANGE: 20100514 FORMER COMPANY: FORMER CONFORMED NAME: Mandalay Media, Inc. DATE OF NAME CHANGE: 20071109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-10 0 0000317788 Digital Turbine, Inc. APPS 0001684694 GARRISON J. BARRETT 111 NUECES STREET AUSTIN TX 78701 0 1 0 0 EVP, CFO Restricted Stock Units 0.00 2018-06-10 4 A 0 43605 0.00 A 2019-06-10 2028-06-10 Common Stock 43605 43605 D Performance Stock Units 0.00 2018-06-10 4 A 0 43605 0.00 A Common Stock 43605 43605 D Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. RSUs vest over three years. One-third of the RSUs vest on the first anniversary of the grant date, which is June 10, 2019. The balance vest proportionately each month during the remaining two years beginning July 10, 2019 through June 10, 2021. Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 87,210 (subject to any subsequent stock splits and the like). Not applicable. See also footnote 4. /s/ Barrett Garrison 2018-06-12