0001181431-13-057458.txt : 20131106 0001181431-13-057458.hdr.sgml : 20131106 20131106214647 ACCESSION NUMBER: 0001181431-13-057458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131104 FILED AS OF DATE: 20131106 DATE AS OF CHANGE: 20131106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mandalay Digital Group, Inc. CENTRAL INDEX KEY: 0000317788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 222267658 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2811 CAHUENGA BOULEVARD WEST CITY: LOS ANGELES STATE: CA ZIP: 90068 BUSINESS PHONE: (323) 472-5461 MAIL ADDRESS: STREET 1: 2811 CAHUENGA BOULEVARD WEST CITY: LOS ANGELES STATE: CA ZIP: 90068 FORMER COMPANY: FORMER CONFORMED NAME: NeuMedia, Inc. DATE OF NAME CHANGE: 20100514 FORMER COMPANY: FORMER CONFORMED NAME: Mandalay Media, Inc. DATE OF NAME CHANGE: 20071109 FORMER COMPANY: FORMER CONFORMED NAME: Mediavest, Inc. DATE OF NAME CHANGE: 20050809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Christopher Thomas CENTRAL INDEX KEY: 0001334486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35958 FILM NUMBER: 131198194 MAIL ADDRESS: STREET 1: 2001 EDMUND HALLEY DRIVE CITY: RESTON STATE: VA ZIP: 20191 4 1 rrd394691.xml X0306 4 2013-11-04 0 0000317788 Mandalay Digital Group, Inc. MNDL 0001334486 Rogers Christopher Thomas 2811 CAHUENGA BOULEVARD WEST LOS ANGELES CA 90068 1 0 0 0 Common Stock 2013-11-04 4 A 0 17204 0 A 103871 D Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's 2011 Equity Incentive Plan. Such Shares were issued as part of Reporting Person's annual compensation for service as a director of Issuer. The Shares vest in four (4) equal quarterly increments on February 1, May 1, August 1 and November 1, 2014. Reporting Person's aggregate holdings have been adjusted for Issuer's 5-for-1 reverse stock split effective April 12, 2013. /s/ Christopher T. Rogers 2013-11-06