0001144204-14-069896.txt : 20141120 0001144204-14-069896.hdr.sgml : 20141119 20141119210012 ACCESSION NUMBER: 0001144204-14-069896 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141117 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mandalay Digital Group, Inc. CENTRAL INDEX KEY: 0000317788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 222267658 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2811 CAHUENGA BOULEVARD WEST CITY: LOS ANGELES STATE: CA ZIP: 90068 BUSINESS PHONE: (323) 472-5461 MAIL ADDRESS: STREET 1: 2811 CAHUENGA BOULEVARD WEST CITY: LOS ANGELES STATE: CA ZIP: 90068 FORMER COMPANY: FORMER CONFORMED NAME: NeuMedia, Inc. DATE OF NAME CHANGE: 20100514 FORMER COMPANY: FORMER CONFORMED NAME: Mandalay Media, Inc. DATE OF NAME CHANGE: 20071109 FORMER COMPANY: FORMER CONFORMED NAME: Mediavest, Inc. DATE OF NAME CHANGE: 20050809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONE WILLIAM GORDON III CENTRAL INDEX KEY: 0001592491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35958 FILM NUMBER: 141237322 MAIL ADDRESS: STREET 1: 2811 CAHUENGA BOULEVARD WEST CITY: LOS ANGELES STATE: CA ZIP: 90068 4 1 v394810_4.xml OWNERSHIP DOCUMENT X0306 4 2014-11-17 0 0000317788 Mandalay Digital Group, Inc. MNDL 0001592491 STONE WILLIAM GORDON III 2811 CAHUENGA BOULEVARD WEST LOS ANGELES CA 90068 0 1 0 0 CEO Common Stock 2014-11-17 4 S 0 5834 3.1087 D 276665 D Sale of Issuer's common stock effected pursuant to a Rule 10b5-1 trading plan entered into by Reporting Person as of March 13, 2014, as amended September 16, 2014. Represents the weighted average sales price. The shares were sold at prices ranging from $3.05 to $3.15 per share. Full information regarding the number of shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer, or a security holder of Issuer, upon request. In addition to the common stock listed here, Reporting Person holds options to purchase 550,000 shares of common stock. /s/ William Gordon Stone III 2014-11-19