-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+cX47rFktP8kSQP6a4dHg6LkgtLKQmCoANljEsXzOFcbL2Aqy/5oszFVztdk+0I bos6Q+TV8YmLsC7P/umiWA== 0001144204-10-002113.txt : 20100114 0001144204-10-002113.hdr.sgml : 20100114 20100114185842 ACCESSION NUMBER: 0001144204-10-002113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100108 FILED AS OF DATE: 20100114 DATE AS OF CHANGE: 20100114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIN ROBERT S CENTRAL INDEX KEY: 0001071292 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10039 FILM NUMBER: 10528574 MAIL ADDRESS: STREET 1: C/O TRINAD MANAGEMENT LLC STREET 2: 2121 AVENUE OF THE STARS, SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Mandalay Media, Inc. CENTRAL INDEX KEY: 0000317788 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 222267658 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 2550 CITY: LOS ANGELES, STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 601-2500 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 2550 CITY: LOS ANGELES, STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: Mediavest, Inc. DATE OF NAME CHANGE: 20050809 FORMER COMPANY: FORMER CONFORMED NAME: EB2B COMMERCE INC /NY/ DATE OF NAME CHANGE: 20010323 FORMER COMPANY: FORMER CONFORMED NAME: DYNAMICWEB ENTERPRISES INC DATE OF NAME CHANGE: 19960624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinad Capital L.P. CENTRAL INDEX KEY: 0001289378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10039 FILM NUMBER: 10528576 BUSINESS ADDRESS: STREET 1: 153 EAST 53RD ST. STREET 2: 48TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: 212 521 5180 MAIL ADDRESS: STREET 1: 153 EAST 53RD ST. STREET 2: 48TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinad Management, LLC CENTRAL INDEX KEY: 0001346061 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10039 FILM NUMBER: 10528575 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 310-601-2500 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 90049 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinad Capital Master Fund Ltd. CENTRAL INDEX KEY: 0001346370 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10039 FILM NUMBER: 10528578 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 310-601-2500 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS, SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 90049 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trinad Advisors II, LLC CENTRAL INDEX KEY: 0001384858 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-10039 FILM NUMBER: 10528577 BUSINESS ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310)6102500 MAIL ADDRESS: STREET 1: 2121 AVENUE OF THE STARS STREET 2: SUITE 1650 CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 v171455_ex.xml X0303 4 2010-01-08 0 0000317788 Mandalay Media, Inc. MNDL 0001346370 Trinad Capital Master Fund Ltd. 2121 AVENUE OF THE STARS SUITE 2550 LOS ANGELES CA 90067 0 0 1 0 0001384858 Trinad Advisors II, LLC 2121 AVENUE OF THE STARS SUITE 2550 LOS ANGELES CA 90067 0 0 1 0 0001289378 Trinad Capital L.P. 2121 AVENUE OF THE STARS SUITE 2550 LOS ANGELES CA 90067 0 0 1 0 0001346061 Trinad Management, LLC 2121 AVENUE OF THE STARS SUITE 2550 LOS ANGELES CA 90067 0 0 1 0 0001071292 ELLIN ROBERT S 2121 AVENUE OF THE STARS SUITE 2550 LOS ANGELES CA 90067 1 0 1 0 Common Stock 2010-01-08 4 J 0 5599565 0 D 4574059 D These securities are owned directly by Trinad Capital Master Fund, Ltd. (the "Master Fund"). These securities may be deemed to be beneficially owned by Trinad Management, LLC, the investment manager of the Master Fund and Trinad Capital LP; a controlling stockholder of the Master Fund; Trinad Advisors II LLC, the general partner of Trinad Capital LP; Robert S. Ellin, a director of the Issuer and the managing director of and portfolio manager for Trinad Management, LLC and the managing director of Trinad Advisors II LLC. Each such reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. On or about January 8, 2010, Trinad Capital Master Fund, Ltd. commenced making an in kind distribution of 5,599,565 shares to certain of its investors. This amount includes 4,293,160 shares currently owned by Trinad Capital Master Fund, Ltd. and 280,899 shares of common stock issuable upon exercise of warrants held by Trinad Capital Master Fund, Ltd., at an exercise price of $2.67 per share. /s/ Robert S. Ellin, Authorized Representative, Trinad Capital Master Fund, Ltd 2010-01-14 /s/ Robert S. Ellin, Managing Director, Trinad Advisors II LLC 2010-01-14 /s/ Robert S. Ellin, Managing Director, Trinad Capital LP, By: Trinad Advisors II LLC, its general partner 2010-01-14 /s/ Robert S. Ellin, Managing Director, Trinad Management, LLC 2010-01-14 /s/ Robert S. Ellin 2010-01-14 -----END PRIVACY-ENHANCED MESSAGE-----