0001352505-13-000002.txt : 20130208 0001352505-13-000002.hdr.sgml : 20130208 20130208172936 ACCESSION NUMBER: 0001352505-13-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130130 FILED AS OF DATE: 20130208 DATE AS OF CHANGE: 20130208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Craft Kenneth G CENTRAL INDEX KEY: 0001568468 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09692 FILM NUMBER: 13587960 MAIL ADDRESS: STREET 1: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-798-8800 MAIL ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 3 1 edgardoc.xml PRIMARY DOCUMENT X0206 3 2013-01-30 0 0000317771 TELLABS INC TLAB 0001568468 Craft Kenneth G ONE TELLABS CENTER 1415 W. DIEHL ROAD NAPERVILLE IL 60563 0 1 0 0 EVP Product Development Common Stock 81070.0 D Common Stock 7409.0 I By Managed Account Non-Qualified Stock Option (right to buy) 3.99 2013-02-24 2022-02-24 Common Stock 15000.0 D Non-Qualified Stock Option (right to buy) 5.31 2010-05-05 2019-05-05 Common Stock 14000.0 D Non-Qualified Stock Option (right to buy) 5.4 2009-05-05 2018-05-05 Common Stock 12000.0 D Non-Qualified Stock Option (right to buy) 5.41 2012-02-24 2021-02-24 Common Stock 14000.0 D Non-Qualified Stock Option (right to buy) 6.58 2004-07-01 2013-07-01 Common Stock 25000.0 D Non-Qualified Stock Option (right to buy) 8.67 2005-08-05 2015-07-05 Common Stock 13000.0 D Non-Qualified Stock Option (right to buy) 8.83 2011-05-05 2020-05-05 Common Stock 14000.0 D Non-Qualified Stock Option (right to buy) 9.31 2005-07-01 2014-10-04 Common Stock 15000.0 D Non-Qualified Stock Option (right to buy) 10.48 2008-08-06 2017-08-06 Common Stock 11000.0 D Non-Qualified Stock Option (right to buy) 12.98 2007-07-05 2016-07-05 Common Stock 9000.0 D The shares reported as directly held include: (i) 2,000 shares subject to an award of restricted stock units (RSUs) that will vest on 5/5/2013, 6,334 shares subject to an award of RSUs that will vest in equal installments on 2/24/2013 and 2/24/2014, 7,500 shares subject to an award of RSUs granted on 2/24/2012 that will vest in three (3) equal annual installments on each of the 1st, 2nd and 3rd anniversaries of the grant date, and (ii) 3,833 shares subject to an award of performance stock units (PSUs) that will vest on 3/8/2013, 2,167 shares subject to an award of PSUs that will vest in equal installments on 2/24/2013 and 2/24/2014 and 11,300 shares subject to an award of PSUs granted on 2/24/2012 that will vest in three (3) equal annual installments on each of the 1st, 2nd and 3rd anniversaries of the grant date. These shares include tax withholding rights to satisfy any tax withholding obligations at the time of vesting in accordance with Rule 16b-3(e). Held through the Tellabs 401(k) Plan. These options become exercisable in three (3) equal annual installments on each of the 1st, 2nd and 3rd anniversaries of the grant date. /s/ Kenneth G. Craft 2013-02-08