FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/10/2008 |
3. Issuer Name and Ticker or Trading Symbol
TELLABS INC [ TLAB ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 20,228(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | 05/05/2009(2) | 05/05/2018 | Common Stock | 8,000 | $5.4 | D | |
Non-Qualified Stock Option (right to buy) | 07/01/2003(3) | 07/01/2012 | Common Stock | 24,000 | $6.01 | D | |
Non-Qualified Stock Option (right to buy) | 07/01/2004(4) | 07/01/2013 | Common Stock | 28,500 | $6.58 | D | |
Non-Qualified Stock Option (right to buy) | 05/02/2003(3) | 05/02/2012 | Common Stock | 250 | $8.65 | D | |
Non-Qualified Stock Option (right to buy) | 07/05/2006(5) | 07/05/2015 | Common Stock | 18,000 | $8.67 | D | |
Non-Qualified Stock Option (right to buy) | 10/04/2005(4) | 10/04/2014 | Common Stock | 12,000 | $9.31 | D | |
Non-Qualified Stock Option (right to buy) | 08/06/2008(2) | 08/06/2017 | Common Stock | 6,000 | $10.48 | D | |
Non-Qualified Stock Option (right to buy) | 07/05/2007(2) | 07/05/2016 | Common Stock | 13,000 | $12.98 | D | |
Non-Qualified Stock Option (right to buy) | 07/02/2002(3) | 07/02/2011 | Common Stock | 4,000 | $18.04 | D |
Explanation of Responses: |
1. The shares reported as directly held in Table I include 8,000 shares subject to an award of restricted stock units that vest in three (3) equal annual installments on May 5, 2009, May 5, 2010 and May 5 2011; 3,334 shares subject to an award of restricted stock units that vest in two (2) equal annual installments on October 29, 2009 and October 29, 2010 and 1,750 shares subject to an award of restricted stock units that vests on August 6, 2009 and include tax withholding rights to satisfy any tax withholding obligations at the time of vesting in accordance with Rule 16b-3(e). |
2. These options become exercisable in three (3) equal annual installments on each of the 1st, 2nd and 3rd anniversaries of the grant date. |
3. These options became exercisable in four (4) equal annual installments of 25% on each of the 1st, 2nd, 3rd and 4th anniversaries of the grant date. |
4. These options became exercisable in installments of 20%, 20% and 60% on the 1st, 2nd and 3rd anniversaries of the grant date. |
5. These options became exercisable in thirty-six (36) successive equal monthly installments starting from the grant date. |
/s/ Rizwan D. Khan | 11/20/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |