8-K 1 d530696d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (Date of earliest event reported) May 1, 2013

 

 

TELLABS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   0-9692   36-3831568
(State of Incorporation)   (Commission file number)  

(I.R.S. Employer

Identification No.)

One Tellabs Center 1415 W. Diehl Road

Naperville, Illinois

  60563
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (630) 798-8800

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨  

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨  

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨  

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨  

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e4(c))

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders

Tellabs, Inc. (the Company) held its Annual Meeting of Stockholders on May 1, 2013. Set forth below are the voting results for each of the proposals submitted to a vote of the stockholders.

 

                                                                                                                                                                                   
          Votes For      Votes Against      Abstentions      Broker
Non-Votes
 

1.

   Election of Directors            
  

Alex Mashinsky

     233,170,881         7,918,830         31,699,284         58,366,615   
  

Gregory J. Rossmann

     264,270,423         8,175,816         342,756         58,366,615   
  

Vincent H. Tobkin

     262,307,456         10,138,612         342,927         58,366,615   
  

Mikel H. Williams

     264,275,070         8,183,520         330,405         58,366,615   
          Votes For      Votes Against      Abstentions      Broker
Non-Votes
 

2.

   Amendment of the Company’s Restated Certificate of Incorporation to Declassify the Board of Directors      235,552,959         36,557,889         678,147         58,366,615   
          Votes For      Votes Against      Abstentions      Broker
Non-Votes
 

3.

   Approval, on an Advisory Basis, of Named Executive Officer Compensation      258,097,073         11,208,788         3,483,134         58,366,615   
          Votes For      Votes Against      Abstentions      Broker Non-
Votes
 

4.    

   Reapproval of Performance Criteria under the Company’s Amended & Restated 2004 Incentive Compensation Plan      261,947,982         10,188,718         652,295         58,366,615   
          Votes For      Votes Against      Abstentions      Broker
Non-Votes
 

5.

   Ratification of Appointment of Independent Registered Auditor for Fiscal Year 2013      313,994,983         16,227,257         933,370         n/a   

Item 8.01 Other Events

As previously reported, on August 24, 2012, Michael J. Birck, the Chairman of the Company’s Board of Directors (the Board), announced that he will not seek re-election to the Board at the Company’s 2013 Annual Stockholders Meeting on May 1, 2013.

On May 1, 2013, the Company issued a press release announcing Vincent H. Tobkin has been elected as the new Chairman of the Board, effective as of the end of the Annual Stockholders Meeting. Mr. Tobkin is a current member of the Board and served as the lead director prior to his appointment as Chairman of the Board. A copy of the Company’s press release is attached hereto as Exhibit 99.1 and the information set forth therein is incorporated herein by reference.


Item 9.01 Exhibits

(d) Exhibits.

 

Exhibit No.

  

Description

99.1

   Press Release dated May 1, 2013


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

TELLABS, INC.

(Registrant)

/s/ Thomas P. Minichiello

Thomas P. Minichiello

Vice President of Finance and Chief

Accounting Officer

(Principal Accounting Officer and duly authorized officer)

May 2, 2013

(Date)


EXHIBIT INDEX

 

Exhibit

No.

  

Description

99.1

   Press Release dated May 1, 2013