-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjAAx4kPVLUt41REo8MwHEfFmKtytRC8WUXT4DqXeKmwcw5KS5ebml5geMvw2MZh sKcpHhJn7RxfBrFR5+D5RQ== 0000950137-02-004079.txt : 20020729 0000950137-02-004079.hdr.sgml : 20020729 20020729171852 ACCESSION NUMBER: 0000950137-02-004079 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020719 FILED AS OF DATE: 20020729 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09692 FILM NUMBER: 02713558 BUSINESS ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-378-8800 MAIL ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 COMPANY DATA: COMPANY CONFORMED NAME: SHEEHAN JAMES M CENTRAL INDEX KEY: 0001177398 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-378-8800 MAIL ADDRESS: STREET 1: TELLABS STREET 2: 1415 W. DIEHL RD. CITY: NAPERVILLE STATE: IL ZIP: 60563 3 1 c70855e3.txt INITIAL STATEMENT OF BENEFICIAL OWNERSHIP - ------ FORM 3 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* |2. Date of Event Requiring Statement |6. If Amendment, Date | (Month/Day/Year) | of Original Sheehan, James M. | July 19, 2002 | (Month/Day/Year) - ---------------------------------------------------------------------------------------------------------| (Last) (First) (Middle) |3. IRS Identification |4. Issuer Name and Ticker | | Number of | or Trading Symbol | Tellabs | Reporting Person, | | - ----------------------------------------- | if an Entity | | 1415 W. Diehl Road | (Voluntary) | TLAB | - ------------------------------------------| |---------------------------------------|------------------------ (Street) | |5. Relationship of Reporting Person |7. Individual or | | to Issuer (Check all applicable) | Joint/Group Filing Naperville IL 60563 | | Director 10% Owner | (Check applicable line) - ------------------------------------------| | ----- ----- | X Form Filed by (City) (State) (Zip) | | X Officer (give title below) | ----- One Reporting ----- Person Other (specify below) Form file by ----- ----- More than one Sr. Vice President, General Reporting Person Counsel and Secretary - ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security | 2. Amount of Securities | 3. Ownership Form: | 4. Nature of Indirect Beneficial Ownership (Instr. 4) | Beneficially Owned | Direct (D) or | (Instr. 4) | (Instr. 4) | Indirect (I) | | | (Instr. 5) | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- Common Stock | 9,693 | D | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- Common Stock | 3,711 | I | (1) - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ----------------------------------|---------------------------|---------------------|----------------------------------------------- | | | - ------------------------------------------------------------------------------------------------------------------------------------
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative | 2. Date Exercisable | 3. Title and Amount of Securities |4. Conversion |5. Ownership |6. Nature of Security (Instr. 4) | and Expiration Date | Underlying Derivative Securities | or Exercise | Form of | Indirect | (Month/Day/Year) | (Instr. 4) | Price of | Derivative| Beneficial | | | Derivative | Security: | Ownership | | | Security | Direct | (Instr. 5) | | | | (D) or | |------------------------|--------------------------------------| | Indirect | | | | | Amount or | | (I) | | Date | Expiration| | Number of | | (Instr. 5)| | Exercisable| Date | Title | Shares | | | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 7/1/04 | Common Stock | 9,000 | $ 3.7188 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 5/30/05 | Common Stock | 16,800 | $ 8.3750 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 7/22/06 | Common Stock | 20,000 | $14.3125 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 10/24/07 | Common Stock | 10,000 | $25.2500 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 10/08/08 | Common Stock | 10,000 | $17.1250 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 2/24/10 | Common Stock | 8,000 | $51.6875 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 6/23/10 | Common Stock | 10,000 | $61.8750 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 1/2/11 | Common Stock | 12,000 | $50.3125 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 7/12/11 | Common Stock | 15,900 | $16.6300 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 7/12/11 | Common Stock | 500 | $16.6300 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 5/2/12 | Common Stock | 250 | $ 8.6500 | D | - -----------------------|------------|-----------|-----------------------|--------------|---------------|-------------|-------------- Employee Stock Options | | | | | | | (Rights to Buy) | (2) | 7/1/12 | Common Stock | 80,000 | $ 6.0100 | D | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: (1) These shares are held for the benefit of the reporting person in the Tellabs Advantage Program. The information reported herein is based on plan data as of July 19, 2002 and represents the shares allocated to the reporting person in the Tellabs Advantage Program on such date. (2) All options become exercisable in cumulative annual installments of 25% on each of the 1st, 2nd, 3rd and 4th anniversaries of the grant date. /s/ James M. Sheehan 7/23/02 --------------------------------- ------- James M. Sheehan **Signature of Reporting Person Date * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2
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