-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QdG8EAXFw6p/7ePNAebwavmjXN3nB2X/LxA5VGoukWF2FH4EiyTqt3QuGKS2tm1k DV0ZXwlfV6jKHnQip/svmw== 0000317771-99-000047.txt : 19990615 0000317771-99-000047.hdr.sgml : 19990615 ACCESSION NUMBER: 0000317771-99-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990531 FILED AS OF DATE: 19990611 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-09692 FILM NUMBER: 99644988 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 COMPANY DATA: COMPANY CONFORMED NAME: VAUGHAN JOHN E CENTRAL INDEX KEY: 0001038582 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: TELLABS OPERATIONS INC STREET 2: 4951 INDIANA AVENUE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6305127029 4 1 FORM 4 - MAY, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Vaughan, John E. c/o Tellabs International, Inc. 1000 Remington Blvd. Bolingbrook, IL 60440 USA 2. Issuer Name and Ticker or Trading Symbol Tellabs, Inc. TLAB 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year May, 1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President, Tellabs International, Inc. (Subsidiary of Issuer) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |30 (1) |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |16,530 (1) |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Options|$20.5000| | | | | | | |Common Stock|200,000| | | | | (rights to buy) (3) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options|$17.1250| | | | | | | |Common Stock|40,000 | |240,000 (1) |D | | (rights to buy) (3) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The end of period holdings have been modified to reflect the effect of the 2-for-1 stock split effective May 17, 1999. (2) These shares are held for the benefit of the reporting person in the Tellabs Advantage Plan. (3) These stock options were previously reported as options for 100,000 and 20,000 shares, respectively, at per share prices of $41.0000 and $34.2500, respectively, each as adjusted for all prior transactions and have been further adjusted to reflect the 2-for-1 stock split effective May 17, 1999. -----END PRIVACY-ENHANCED MESSAGE-----