-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SWxkXghPC7d73kruZSl6LIwYbkDnGnoPPzRQjCdwmkWouEWok7u5zxwerbBtN1Fc p92PMHoAQV/5/wm260A8Pg== 0000317771-99-000009.txt : 19990202 0000317771-99-000009.hdr.sgml : 19990202 ACCESSION NUMBER: 0000317771-99-000009 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990108 FILED AS OF DATE: 19990201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-09692 FILM NUMBER: 99518031 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 COMPANY DATA: COMPANY CONFORMED NAME: POWELL DAVID L CENTRAL INDEX KEY: 0001076256 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: TELLABS OPERATIONS INC STREET 2: 45085 UNIVERSITY DRIVE CITY: ASHBURN STATE: VA ZIP: 20147-2745 MAIL ADDRESS: STREET 1: TELLABS OPERATIONS INC STREET 2: 45085 UNIVERSITY DR CITY: ASHBURN STATE: VA ZIP: 20147-2745 3 1 FORM 3 - JANUARY 8, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Powell, David c/o Tellabs Operations, Inc. 45085 University Drive Ashburn, VA 20147 USA 2. Date of Event Requiring Statement (Month/Day/Year) January 8, 1999 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Tellabs, Inc. TLAB 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President, N.E.T.S., Tellabs Operations, Inc. (Subsidiary of Issuer) 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |25,200 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee Stock Options (|(1) |12/10/00 |Common Stock |10,800 |$3.4722 | | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(1) |9/22/01 |Common Stock |5,760 |$5.5556 | | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(1) |12/4/04 |Common Stock |35,999 |$40.0174 | | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(2) |10/8/08 |Common Stock |8,000 |$34.2500 | | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Options become exercisable in cumulative annual installments of 20% on each of the 1st, 2nd, 3rd, 4th and 5th anniversaries of the grant date. (2) Options become exercisable in cumulative annual installments of 25% on each of the 1st, 2nd, 3rd and 4th anniversaries of the grant date. SIGNATURE OF REPORTING PERSON /s/ David Powell DATE January 18, 1999 -----END PRIVACY-ENHANCED MESSAGE-----