-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHcC7A6e3OP5s8tfZCrLT9mAPsaZDw5LJwpkdAsRRONPkHblBaJiKdpRjaWU1iDA LzPtxI7AktcNuCdPFxkRqA== 0000317771-04-000022.txt : 20040305 0000317771-04-000022.hdr.sgml : 20040305 20040305155744 ACCESSION NUMBER: 0000317771-04-000022 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040302 FILED AS OF DATE: 20040305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-378-8800 MAIL ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY STEPHEN M CENTRAL INDEX KEY: 0001076766 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09692 FILM NUMBER: 04652102 BUSINESS ADDRESS: STREET 1: C/O TELLABS OPERATIONS INC STREET 2: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: C/O TELLABS OPERATIONS INC STREET 2: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 3 1 edgar.xml PRIMARY DOCUMENT X0201 3 2004-03-02 0 0000317771 TELLABS INC TLAB 0001076766 MCCARTHY STEPHEN M C/O TELLABS 1415 W. DIEHL ROAD NAPERVILLE IL 60563 0 1 0 0 Sr. Executive Vice President Common Stock 1199 D Common Stock 302 I Tellabs Advantage Program Employee Stock Options (Right to Buy) 49.2813 2009-04-01 Common Stock 8116 D Employee Stock Options (Right to Buy) 49.2813 2009-04-01 Common Stock 41884 D Employee Stock Options (Right to Buy) 51.6875 2010-02-24 Common Stock 25000 D Employee Stock Options (Right to Buy) 61.875 2010-06-23 Common Stock 20000 D Employee Stock Options (Right to Buy) 50.3125 2011-01-02 Common Stock 15000 D Employee Stock Options (Right to Buy) 16.63 2011-07-12 Common Stock 40000 D Employee Stock Options (Right to Buy) 16.63 2011-07-12 Common Stock 500 D Employee Stock Options (Right to Buy) 8.65 2012-05-02 Common Stock 250 D Employee Stock Options (Right to Buy) 6.01 2012-07-01 Common Stock 100000 D Employee Stock Options (Right to Buy) 6.50 2013-07-28 Common Stock 30000 D Employee Stock Options (Right to Buy) 9.10 2014-01-28 Common Stock 80000 D These shares are held for the benefit of the reporting person in the Tellabs Employee Stock Purchase Plan. These shares are held for the benefit of the reporting person in the Tellabs Advantage Program. The information reported herein is based on a plan statement as of December 31, 2003 and represents the shares allocated to the reporting person in the Tellabs Advantage Program on such date. These options become exercisable in cumulative annual installments of 25% on each of the 1st, 2nd, 3rd and 4th anniversaries of the grant date. These options become exercisable in cumulative annual installments of 20%, 20% and 60% respectively on the 1st, 2nd and 3rd anniversaries of the grant date. Stephen M. McCarthy 2004-03-04 -----END PRIVACY-ENHANCED MESSAGE-----