-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LU/Urd/NL5/hOVj77nurXqO0AshuuUXg7vuBorZrb2P0oqsj8xBdEJGJKUhJw7at sLaT7gYH1tBWDNQcnhdz6w== 0000317771-01-000005.txt : 20010213 0000317771-01-000005.hdr.sgml : 20010213 ACCESSION NUMBER: 0000317771-01-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001229 FILED AS OF DATE: 20010212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-09692 FILM NUMBER: 1534191 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 COMPANY DATA: COMPANY CONFORMED NAME: BIRCK MICHAEL J CENTRAL INDEX KEY: 0001012910 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: TELLABS OPERATIONS INC STREET 2: 4951 INDIANA AVENUE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 7089694550 5 1 0001.txt FORM 5 - DECEMBER 29, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported (X) Form 4 Transactions Reported 1. Name and Address of Reporting Person Birck, Michael J. c/o TELLABS 4951 Indiana Avenue Lisle, IL 60532 USA 2. Issuer Name and Ticker or Trading Symbol Tellabs, Inc. (TLAB) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 29, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman of the Board 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |7/20/9|P4(1|7,000 |A | | |D | | |8 |) | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |11/15/|G4(2|20,000 |D | |13,275,597(3) |D | | |99 |) | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |813 |I |(4) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |23,703,000 |I |(5) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | |1,168,000 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) On July 23, 1998, 7,000 shares (3500 shares pre-split) were acquired for the account of the reporting person in a large cap investment account, containing multiple securities, over which a third party exercises discretion. (2) On November 15, 1999, reporting person made a bona fide gift of 20,000 shares which was inadvertently omitted from the Form 4 filed on December 8, 1999. (3) The end of the year holdings have been corrected to reflect a 240 share (10 shares pre-split) mathematical error made in a Form 4 filed on September 6, 1989. (4) These shares are held for the benefit of the reporting person in the Tellabs Advantage Program. The information reported herein is based on a plan statement as of December 29, 2000 and represents the shares allocated to the reporting person in the Tellabs Advantage Program on such date. (5) Held by Oak Street Investments, L.P. SIGNATURE OF REPORTING PERSON /s/ Michael J. Birck DATE February 12, 2001 -----END PRIVACY-ENHANCED MESSAGE-----