-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KCTk23NmQBsYF+zgp5Ifbb4qDVrspgiTY+zlgsjd0PLAFJ0707ON6SN4iII+/dmP wNFRrn6INPCiDbwkr2udYw== /in/edgar/work/20000901/0000317771-00-000060/0000317771-00-000060.txt : 20000922 0000317771-00-000060.hdr.sgml : 20000922 ACCESSION NUMBER: 0000317771-00-000060 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000828 FILED AS OF DATE: 20000901 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: [3661 ] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-09692 FILM NUMBER: 715473 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 COMPANY DATA: COMPANY CONFORMED NAME: KOZIK CATHERINE E CENTRAL INDEX KEY: 0001122781 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 3 1 0001.txt FORM 3 - AUGUST 28, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Kozik, Catherine E. c/o TELLABS OPERATIONS, INC. 4951 Indiana Avenue Lisle, IL 60532 USA 2. Date of Event Requiring Statement (Month/Day/Year) August 28, 2000 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Tellabs, Inc. TLAB 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |400 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6,253 |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee Stock Options (|(2) |9/25/02 |Common Stock |1,800 |$0.7396 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(2) |4/13/04 |Common Stock |7,000 |$3.2969 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(2) |7/22/06 |Common Stock |4,920 |$14.3125 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(2) |10/24/07 |Common Stock |10,000 |$25.25 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(2) |10/8/08 |Common Stock |10,000 |$17.1250 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(2) |2/24/10 |Common Stock |20,000 |$51.6875 |D | | Rightst to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) These shares are held for the benefit of the reporting person in the Tellabs Advantage Program based on a statement dated June 30, 2000. (2) All options become exercisable in cumulative annual installments of 25% on each of the 1st, 2nd, 3rd and 4th anniversaries of the grant date. SIGNATURE OF REPORTING PERSON /s/ Catherine E. Kozik DATE August 29, 2000 -----END PRIVACY-ENHANCED MESSAGE-----