-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EgL1vkvB8xNPqaf+rNSMBvu+tjZMwAcq31kznTssE4sDE8NDswF5Y+Wiq6eTgl9p hSJ3AZf74iwfshdln8u6QQ== 0000317771-00-000036.txt : 20000512 0000317771-00-000036.hdr.sgml : 20000512 ACCESSION NUMBER: 0000317771-00-000036 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000501 FILED AS OF DATE: 20000511 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-09692 FILM NUMBER: 626229 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 COMPANY DATA: COMPANY CONFORMED NAME: SHANAHAN PATRICK CENTRAL INDEX KEY: 0001113945 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: TELLABS STREET 2: 4951 INDIANA AVENUE CITY: LISLE STATE: IL ZIP: 60532 3 1 FORM 3 - 5/1/00 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Shanahan, Patrick c/o Tellabs 4951 Indiana Avenue Lisle, IL 60532 USA 2. Date of Event Requiring Statement (Month/Day/Year) 5/1/00 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Tellabs, Inc. TLAB 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President and Managing Director 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |24,838 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee Stock Options (|(1) |11/29/00 |Common Stock |48,000 |$2.5000 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(1) |5/30/02 |Common Stock |20,000 |$8.3750 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(1) |7/22/03 |Common Stock |20,000 |$14.3125 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(1) |10/24/04 |Common Stock |16,000 |$25.2500 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(1) |10/8/05 |Common Stock |16,000 |$17.1250 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|(1) |2/24/10 |Common Stock |15,000 |$51.6875 |D | | Rights to Buy) | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) All options become exercisable in cumulative annual installments of 25% on each of the 1st, 2nd, 3rd and 4th anniversaries of the grant date. SIGNATURE OF REPORTING PERSON /s/ Patrick Shanahan DATE May 11, 2000 -----END PRIVACY-ENHANCED MESSAGE-----