-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PkXSZQY7D8isBQI4FAJqTVJxLhr/E3abyeEkSOMIFyPdkRBBqXT14eY448t6w3x7 8haUMSnfvhErISmNTmir8A== 0000317771-00-000003.txt : 20000215 0000317771-00-000003.hdr.sgml : 20000215 ACCESSION NUMBER: 0000317771-00-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-33102 FILM NUMBER: 541883 BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6303788800 MAIL ADDRESS: STREET 1: 4951 INDIANA AVE CITY: LISLE STATE: IL ZIP: 60532 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13 G Under the Securities Exchange Act of 1934 (Amendment No. 6) Tellabs, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 879664100 - -------------------------------------------------------------------------------- (CUSIP Number) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all provisions of the Act (however, see the Notes). CUSIP NO. 879664100 13G 1 NAME OF REPORTING PERSONS Michael J. Birck S.S. or I.R.S. IDENTIFICATION ###-##-#### NOS. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH 5 SOLE VOTING POWER 13,277,485 6 SHARED VOTING POWER 25,968,000 7 SOLE DISPOSITIVE POWER 13,276,684 8 SHARED DISPOSITIVE POWER 25,968,801 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,077,485 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (x) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.41% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP NO. 879664100 13G 1 NAME OF REPORTING PERSONS Katherine R. Birck S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH 5 SOLE VOTING POWER 1,168,000 6 SHARED VOTING POWER 38,077,485 7 SOLE DISPOSITIVE POWER 1,168,000 8 SHARED DISPOSITIVE POWER 38,077,485 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,168,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (x) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .29% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- CUSIP NO. 879664100 13G 1 NAME OF REPORTING PERSONS Oak Street Investments, L.P., a Delaware limited partnership S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) (b) ( ) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION A Delaware limited partnership - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 24,800,000 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 24,800,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 24,800,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ( ) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.13% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN *SEE INSTRUCTIONS BEFORE FILLING OUT! - -------------------------------------------------------------------------------- Item 1(a) Name of Issuer: Tellabs, Inc. Item 1(b) Address of Issuer's 4951 Indiana Avenue Principal Executive Offices: Lisle, Illinois 60532 Item 2(a)-(c) Name, Principal Business Address and Citizenship of Persons Filing: This statement is being filed by Michael J. Birck. Mr. Birck's principal place of business is 4951 Indiana Avenue, Lisle, IL 60532. Mr. Birck is a United States citizen. Katherine R. Birck is the spouse of Michael J. Birck. Mrs. Birck's residence is 744 South Oak Street, Hinsdale, Illinois 60521. Mrs. Birck is a United States citizen. Oak Street Investments, L.P. is an Illinois limited partnership whose principal place of business is 744 South Oak Street, Hinsdale, Illinois 60521. Mr. and Mrs. Birck are both general partners of Oak Street Investments, L.P. With respect to Mr. Birck, this statement relates only to Mr. Birck's indirect ownership of shares of Common Stock of Tellabs, Inc. owned directly by Oak Street Investments, L.P. and the Tellabs Retirement Plan, and certain shares of Common Stock of Tellabs, Inc. owned directly by Mr. Birck. Mr. Birck disclaims beneficial ownership of 1,168,000 shares owned by his spouse, Katherine R. Birck. With respect to Mrs. Birck this statement relates only to 1,168,000 shares of Common Stock of Tellabs, Inc. owned directly by Mrs. Birck. Mrs. Birck disclaims beneficial ownership of shares of Common Stock of Tellabs, Inc. owned directly by Mr. Birck, the Tellabs Retirement Plan and Oak Street Investments, L.P. Item 2(d) Title of Class of Securities Common Stock Item 2(e) CUSIP Number: 879664100 Item 3. Not applicable. Item 4. Ownership. A. Michael J. Birck - ----------------- (a) Amount Beneficially Owned: 38,077,485 Shares (excludes 1,168,000 shares of which the reporting person disclaims beneficial ownership) (1) (b) Percent of Class: 9.41% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 13,277,485 (includes 801 shares held by the Tellabs Retirement Plan on behalf of Mr. Birck and excludes 24,800,000 shares held by Oak Street Investments, L.P. and 1,168,000 shares held by Mrs. Birck)(1) (ii) shared power to vote or to direct the vote: 25,968,000 (1) includes 24,800,000 held by Oak Street Investments, L.P. and 1,168,000 shares held by Mrs. Birck) (iii) sole power to dispose or to direct the disposition of : 13,276,684 (excludes 801 shares held by the Tellabs Retirement Plan, 24,800,000 shares held by Oak Street Investments, L.P. and 1,168,000 shares held by Mrs. Birck) (iv) shared power to dispose or to direct the disposition of: 25,968,801 (1) includes 801 shares held by the Tellabs Retirement Plan, 24,800,000 shares held by Oak Street Investments, L.P. and 1,168,000 shares held by Mrs. Birck) B. Katherine R. Birck - --------------------- (a) Amount Beneficially Owned: 1,168,000 Shares (excludes 38,077,485 shares of which the reporting person disclaims beneficial ownership)(1) (b) Percent of Class: .29% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,168,000 (excludes 24,800,000 shares held by Oak Street Investments, L.P. and 13,277,485 shares held by or on behalf of Mr. Birck) (ii) shared power to vote or to direct the vote: 38,077,485 (1) includes 24,800,000 shares held by Oak Street Investments, L.P. and 1,168,000 shares held by or on behalf of Mr. Birck) (iii) sole power to dispose or to direct the disposition of: 1,168,000 (excludes 24,800,000 shares held by Oak Street Investments, L.P. and 13,277,485 shares held by or on behalf of Mr. Birck) (iv) shared power to dispose or to direct the disposition of: 38,077,485 (1) (includes 24,800,000 shares held by Oak Street Investments, L.P. and 13,277,485 shares held by or on behalf of Mr. Birck) C. Oak Street Investments, L.P. - ---------------------------- (a) Amount Beneficially Owned: 24,800,000 (b) Percent of Class: 6.13% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 24,800,000 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 24,800,000 (1) The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of these securities. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. Not Applicable. SIGNATURE ----------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 Michael J. Birck /s Michael J. Birck ---------------------------- Katherine R. Birck /s Katherine R. Birck ---------------------------- Oak Street Investments, L.P. /s Michael J. Birck By:------------------------- Exhibit Index -------------- Exhibit Found on - -------- Sequentially Numbered Page ---------------- Exhibit A: Agreement of Joint filing 11 Exhibit A ---------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 14, 2000, containing the information required by Schedule 13G, for the 13,277,485 Shares of the Common Stock of Tellabs, Inc., held by or on behalf of Michael J. Birck the 1,168,000 shares of the Common Stock of Tellabs, Inc. held by Katherine R. Birck and the 24,800,000 shares of the Common Stock of Tellabs, Inc. held by Oak Street Investments, L.P. Dated: February 14, 2000 MICHAEL J. BIRCK /s Michael J. Birck ------------------------------- KATHERINE R. BIRCK /s Katherine R. Birck ------------------------------- OAK STREET INVESTMENTS, L.P. /s Michael J. Birck By:---------------------------- -----END PRIVACY-ENHANCED MESSAGE-----