-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PfvBEpop84omejiD6XAiRTCdSezeFSJDgMRTbKRtrcVdbOohrjhQj0sGIoXZgTYv +33HDk8bhFpjnFA39ngFDA== 0001021408-01-510832.txt : 20020412 0001021408-01-510832.hdr.sgml : 20020412 ACCESSION NUMBER: 0001021408-01-510832 CONFORMED SUBMISSION TYPE: SC TO-T/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011128 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ABENGOA SA CENTRAL INDEX KEY: 0001161785 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T/A BUSINESS ADDRESS: STREET 1: AVDA DE LA BUHAIRA 2 CITY: SEVILLA SPAIN STATE: U3 ZIP: 00000 MAIL ADDRESS: STREET 1: AVDA DE LA BUHAIRA 2 CITY: SEVILLA SPAIN STATE: U3 ZIP: 00000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HIGH PLAINS CORP CENTRAL INDEX KEY: 0000317551 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 480901658 STATE OF INCORPORATION: KS FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC TO-T/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33505 FILM NUMBER: 1801140 BUSINESS ADDRESS: STREET 1: 200 W DOUGLAS STREET 2: STE 820 CITY: WICHITA STATE: KS ZIP: 67202 BUSINESS PHONE: 3162694310 MAIL ADDRESS: STREET 1: 200 W DOUGLAS STREET 2: STE 820 CITY: WICHITA STATE: KS ZIP: 67202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GASOHOL REFINERS INC DATE OF NAME CHANGE: 19830807 SC TO-T/A 1 dsctota.txt TENDER OFFER STATEMENT AMENDMENT #1 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) High Plains Corporation - -------------------------------------------------------------------------------- (Name of Subject Company (issuer)) ASA Environment & Energy Holding AG, an indirect wholly owned subsidiary of Abengoa, S.A. - -------------------------------------------------------------------------------- (Name of Filing Persons (offeror) Common Stock, $0.10 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 429701105 - -------------------------------------------------------------------------------- (CUSIP Number of Class of Securities) Joaquin Coronado Galdos Joaquin Alarcon de la Lastra Romero Abengoa, S.A., Avda.de la Buhaira, 2, 41018 Sevilla, Spain (3495) 493-7111 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications on behalf of filing persons) Copy to: Laura D. Nemeth, Esq. Squire, Sanders & Dempsey L.L.P. 4900 Key Center 127 Public Square Cleveland, Ohio 44114 (216) 479-8500 Calculation of Filing Fee
Transaction valuation* Amount of filing fee** - --------------------------------------------------------------------------------- $111,404,932.57 $22,280.99
- -------- * Estimated for purposes of calculating the amount of the filing fee only. This calculation assumes the purchase of all of the issued and outstanding shares of common stock, par value $.10 per share (the "Shares"), of High Plains Corporation, a Kansas corporation (the "Company"). The transaction value was calculated by multiplying $5.6358, the per Share tender offer price, by the sum of (i) 16,411,375, the number of issued and outstanding shares of common stock on November 1, 2001, and (ii) 3,355,993, the number of shares of common stock issuable pursuant to the exercise of outstanding stock options on November 1, 2001. ** The amount of the filing fee, calculated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, as amended, equals 1/50th of one percent of the value of the Shares proposed to be acquired. [X]Check the box if any part of the fee is offset as provided by Rule 0- 11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. Amount Previously Paid: $18,500.00 _____________________________________________________________ Form or Registration No.: Schedule TO ____________________________________________________________ Filing Party: Abengoa, S.A. ______________________________________________________________________ Date Filed: November 16, 2001 _______________________________________________________________________ [_]Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. Check the appropriate boxes below to designate any transactions to which the statement relates: [X]third-party tender offer subject to Rule 14d-1. [_]issuer tender offer subject to Rule 13e-4. [_]going-private transaction subject to Rule 13e-3. [_]amendment to Schedule 13D under Rule 13d-2. Check the following box if the filing is a final amendment reporting the results of the tender offer: [_] ---------------- This Amendment No. 1 amends and supplements the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on November 16, 2001 ("Schedule TO") by Abengoa, S.A., a company organized under the laws of Spain ("Abengoa"), and ASA Environment & Energy Holding AG, a company organized under the laws of Switzerland (the "Purchaser") and an indirect wholly owned subsidiary of Abengoa. The Schedule TO relates to the tender offer by the Purchaser to purchase any and all of the issued and outstanding shares of common stock, par value $.10 per share (the "Shares"), of High Plains Corporation, a Kansas corporation (the "Company") at a price of $5.6358 per Share, net to the seller in cash, less any required withholding taxes and without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase and in the related Letter of Transmittal, copies of which have been previously filed as Exhibit (a)(1)(i) and (a)(1)(ii), respectively, to the Schedule TO. 2 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ASA Environment & Energy Holding AG /s/ Joaquin Alarcon de la Lastra Romero By _________________________________________ Name: Joaquin Alarcon de la Lastra Romero Title: Power of Attorney Abengoa, S.A. /s/ Joaquin Coronado Galdos By _________________________________________ Name: Joaquin Coronado Galdos Title: Power of Attorney Dated: November 28, 2001 3 EXHIBIT INDEX
Exhibit Number Description ------- ----------- (a)(1)(i) Offer to Purchase dated November 16, 2001.* (a)(1)(ii) Form of Letter of Transmittal.* (a)(1)(iii) Form of Notice of Guaranteed Delivery.* (a)(2) None. (a)(3) Not applicable. (a)(4) Not applicable. (a)(5)(i) Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees.* (a)(5)(ii) Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and other Nominees.* (a)(5)(iii) Guidelines for Certification of Taxpayer Identification Number on Substitute Form W-9.* (a)(5)(iv) Joint Press Release issued by Abengoa and the Company on November 16, 2001.* (a)(5)(v) Summary Advertisement as published in the Wall Street Journal on November 16, 2001.* (b) None. (c) Not applicable. (d)(1) Agreement and Plan of Merger dated as of November 1, 2001, by and among Abengoa, the Purchaser, Abengoa Biofuels Corp. and the Company (included as Schedule III to the Offer to Purchase).* (d)(2) Confidentiality and Non-Disclosure Agreement dated August 30, 2001 between Abengoa and the Company.* (e) Not applicable. (f) Section 17-6712 of the Kansas General Corporation Law (included as Schedule II to the Offer to Purchase).* (g) None. (h) None.
- -------- * Previously filed on the Schedule TO. 4 -----END PRIVACY-ENHANCED MESSAGE-----