0002028977-24-000007.txt : 20240715 0002028977-24-000007.hdr.sgml : 20240715 20240715164838 ACCESSION NUMBER: 0002028977-24-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240711 FILED AS OF DATE: 20240715 DATE AS OF CHANGE: 20240715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beatty Jonathan S CENTRAL INDEX KEY: 0002028977 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 241117786 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1721076510.xml FORM 4 X0508 4 2024-07-11 0 0000316709 SCHWAB CHARLES CORP SCHW 0002028977 Beatty Jonathan S 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 MD, Head of Advisor Services 1 Common Stock 2024-07-11 4 M 0 780 44.24 A 36981 D Common Stock 2024-07-11 4 S 0 780 75.0026 D 18069 I by Trust Nonqualified Stock Option (right to buy) 44.24 2024-07-11 4 M 0 780 0 D 2027-11-01 Common Stock 780 11158 D Reflects the contribution of 780 shares received upon exercise of the option to a trust. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024. The transaction was executed in multiple trades at prices ranging from $75.00 to $75.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected. The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. /s/ P. Blake Allen, Attorney-in-fact 2024-07-15