0002028977-24-000007.txt : 20240715
0002028977-24-000007.hdr.sgml : 20240715
20240715164838
ACCESSION NUMBER: 0002028977-24-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240711
FILED AS OF DATE: 20240715
DATE AS OF CHANGE: 20240715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beatty Jonathan S
CENTRAL INDEX KEY: 0002028977
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 241117786
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
wk-form4_1721076510.xml
FORM 4
X0508
4
2024-07-11
0
0000316709
SCHWAB CHARLES CORP
SCHW
0002028977
Beatty Jonathan S
3000 SCHWAB WAY
WESTLAKE
TX
76262
0
1
0
0
MD, Head of Advisor Services
1
Common Stock
2024-07-11
4
M
0
780
44.24
A
36981
D
Common Stock
2024-07-11
4
S
0
780
75.0026
D
18069
I
by Trust
Nonqualified Stock Option (right to buy)
44.24
2024-07-11
4
M
0
780
0
D
2027-11-01
Common Stock
780
11158
D
Reflects the contribution of 780 shares received upon exercise of the option to a trust.
The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2024.
The transaction was executed in multiple trades at prices ranging from $75.00 to $75.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
/s/ P. Blake Allen, Attorney-in-fact
2024-07-15