0001733065-24-000006.txt : 20240325
0001733065-24-000006.hdr.sgml : 20240325
20240325192853
ACCESSION NUMBER: 0001733065-24-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240321
FILED AS OF DATE: 20240325
DATE AS OF CHANGE: 20240325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Craig Jonathan M.
CENTRAL INDEX KEY: 0001733065
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 24780613
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
wk-form4_1711409323.xml
FORM 4
X0508
4
2024-03-21
0
0000316709
SCHWAB CHARLES CORP
SCHW
0001733065
Craig Jonathan M.
3000 SCHWAB WAY
WESTLAKE
TX
76262
0
1
0
0
Please see remarks
1
Common Stock
2024-03-21
4
M
0
4977
26.39
A
0
D
Common Stock
2024-03-21
4
S
0
4977
70.008
D
0
I
by Trust
Nonqualified Stock Option (right to buy)
26.39
2024-03-21
4
M
0
4977
0
D
2026-03-01
Common Stock
4977
0
D
Reflects the contribution of the shares received upon exercise of the option to a revocable trust.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on October 27, 2023.
The transaction was executed in multiple trades at prices ranging from $70.00 to $70.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 1, 2017.
Officer title: Managing Director, Head of Investor Services and Marketing
/s/ P. Blake Allen, Attorney-in-fact
2024-03-25