0001706835-24-000009.txt : 20240418 0001706835-24-000009.hdr.sgml : 20240418 20240418211037 ACCESSION NUMBER: 0001706835-24-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240416 FILED AS OF DATE: 20240418 DATE AS OF CHANGE: 20240418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crawford Peter B. CENTRAL INDEX KEY: 0001706835 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 24855406 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1713489026.xml FORM 4 X0508 4 2024-04-16 0 0000316709 SCHWAB CHARLES CORP SCHW 0001706835 Crawford Peter B. 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 CFO 0 Common Stock 2024-04-16 4 S 0 6114 71.0198 D 60567 I by Trust Common Stock 2024-04-18 4 M 0 5482 28.44 A 0 D Common Stock 2024-04-18 4 S 0 5482 73.46 D 60567 I by Trust Nonqualified Stock Option (right to buy) 28.44 2024-04-18 4 M 0 5482 0 D 2015-11-03 2024-11-03 Common Stock 5482 5481 D This transaction was executed in multiple trades at prices ranging from $71.005 to $71.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Reflects the contribution of 5,482 shares received upon exercise of the option to a trust. The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. /s/ P. Blake Allen, Attorney-in-fact 2024-04-18