0001649599-24-000006.txt : 20240325
0001649599-24-000006.hdr.sgml : 20240325
20240325210548
ACCESSION NUMBER: 0001649599-24-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240321
FILED AS OF DATE: 20240325
DATE AS OF CHANGE: 20240325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Murtagh Nigel J
CENTRAL INDEX KEY: 0001649599
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 24780750
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
wk-form4_1711415138.xml
FORM 4
X0508
4
2024-03-21
0
0000316709
SCHWAB CHARLES CORP
SCHW
0001649599
Murtagh Nigel J
3000 SCHWAB WAY
WESTLAKE
TX
76262
0
1
0
0
Chief Risk Officer
1
Common Stock
2024-03-21
4
M
0
12948
26.39
A
94394.2244
D
Common Stock
2024-03-21
4
S
0
12948
70.0252
D
81446.2244
D
Common Stock
1800
I
by ESPP
Nonqualified Stock Option (right to buy)
26.39
2024-03-21
4
M
0
12948
0
D
2026-03-01
Common Stock
12948
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 24, 2023.
The transaction was executed in multiple trades at prices ranging from $70.00 to $70.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on March 1, 2017.
/s/ P. Blake Allen, Attorney-in-fact
2024-03-25