0001564429-24-000004.txt : 20240530 0001564429-24-000004.hdr.sgml : 20240530 20240530204408 ACCESSION NUMBER: 0001564429-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240528 FILED AS OF DATE: 20240530 DATE AS OF CHANGE: 20240530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Bernard J. CENTRAL INDEX KEY: 0001564429 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 241007274 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 wk-form4_1717116239.xml FORM 4 X0508 4 2024-05-28 0 0000316709 SCHWAB CHARLES CORP SCHW 0001564429 Clark Bernard J. 3000 SCHWAB WAY WESTLAKE TX 76262 0 1 0 0 MD Head of Advisor Services 1 Common Stock 2024-05-28 4 M 0 28670 42.99 A 0 D Common Stock 2024-05-28 4 S 0 74615 70.9069 D 124481.9449 I by Trust Common Stock 2024-05-28 4 S 0 2816 71.8849 D 121665.9449 I by Trust Common Stock 3739.719 I by 401(k) Common Stock 673.464 I by ESOP Nonqualified Stock Option (right to buy) 42.99 2024-05-28 4 M 0 28670 0 D 2027-03-01 Common Stock 28670 0 D Reflects the contribution of 28,670 shares received upon exercise of the option to a trust. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024. This transaction was executed in multiple trades at prices ranging from $70.56 to $71.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $71.57 to $72.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This information is based on a plan statement as of March 31, 2024. The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date. /s/ P. Blake Allen, Attorney-in-fact 2024-05-30