0001564429-24-000004.txt : 20240530
0001564429-24-000004.hdr.sgml : 20240530
20240530204408
ACCESSION NUMBER: 0001564429-24-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240528
FILED AS OF DATE: 20240530
DATE AS OF CHANGE: 20240530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clark Bernard J.
CENTRAL INDEX KEY: 0001564429
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 241007274
MAIL ADDRESS:
STREET 1: C/O THE CHARLES SCHWAB CORPORATION
STREET 2: 211 MAIN STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
wk-form4_1717116239.xml
FORM 4
X0508
4
2024-05-28
0
0000316709
SCHWAB CHARLES CORP
SCHW
0001564429
Clark Bernard J.
3000 SCHWAB WAY
WESTLAKE
TX
76262
0
1
0
0
MD Head of Advisor Services
1
Common Stock
2024-05-28
4
M
0
28670
42.99
A
0
D
Common Stock
2024-05-28
4
S
0
74615
70.9069
D
124481.9449
I
by Trust
Common Stock
2024-05-28
4
S
0
2816
71.8849
D
121665.9449
I
by Trust
Common Stock
3739.719
I
by 401(k)
Common Stock
673.464
I
by ESOP
Nonqualified Stock Option (right to buy)
42.99
2024-05-28
4
M
0
28670
0
D
2027-03-01
Common Stock
28670
0
D
Reflects the contribution of 28,670 shares received upon exercise of the option to a trust.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024.
This transaction was executed in multiple trades at prices ranging from $70.56 to $71.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $71.57 to $72.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This information is based on a plan statement as of March 31, 2024.
The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
/s/ P. Blake Allen, Attorney-in-fact
2024-05-30