-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UIklTdYfGttcgm5QOY9BZob9HzJn7/NNwaNJ4NWVNbTWZybb+mLqkg0R6rjM4YWh i+gsP5c5E4pC5V8L+fkcFw== 0001416062-08-000002.txt : 20081105 0001416062-08-000002.hdr.sgml : 20081105 20081105122039 ACCESSION NUMBER: 0001416062-08-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081103 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156367000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allen Jay L CENTRAL INDEX KEY: 0001416062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 081162954 BUSINESS ADDRESS: BUSINESS PHONE: (415) 636-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-11-03 0000316709 SCHWAB CHARLES CORP SCHW 0001416062 Allen Jay L C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Human Resources Common Stock 2008-11-03 4 A 0 8347 19.17 A 26301 D Nonqualified Stock Option (right to buy) 19.36 2008-11-03 4 A 0 81947 0 A 2009-11-03 2018-11-03 Common Stock 81947 81947 D The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. The reporting person also has an indirect beneficial ownership interest in 7,646 shares held in trust. The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Jane E. Fry, Attorney-in-fact 2008-11-05 -----END PRIVACY-ENHANCED MESSAGE-----