-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pn8Zg+FyzR1fQS8uE1Y0sgcj8jutCvsAJMPi4fHNI2YcTAoQ8B99PxZJ27mR9ldQ cHt3mogzy6AUajZoGNPuZg== 0001389181-08-000014.txt : 20081211 0001389181-08-000014.hdr.sgml : 20081211 20081211181420 ACCESSION NUMBER: 0001389181-08-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081210 FILED AS OF DATE: 20081211 DATE AS OF CHANGE: 20081211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156367000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 081244463 BUSINESS ADDRESS: BUSINESS PHONE: (415) 636-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-12-10 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Institutional Services Common Stock 2008-12-10 4 A 0 2713 0 A 80525.34 D Nonqualified Stock Option (Right to buy) 18.49 2008-12-10 4 A 0 23981 0 A 2009-12-10 2018-12-10 Common Stock 23981 23981 D The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant. The reporting person also has an indirect beneficial ownership interest in 8,369.11 shares held by a 401(k) and 4,871.66 shares held by an ESOP. The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Jane E. Fry, Attorney-in-fact 2008-12-12 -----END PRIVACY-ENHANCED MESSAGE-----