-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mf/vIQvyA57dYj5YSzowGAvumua2ryISzu+vwQtFTdcuYmLao3hN6N1lClFZZgfm BmGi8dUsRJ+QBvPN77BJqg== 0001389181-08-000012.txt : 20081105 0001389181-08-000012.hdr.sgml : 20081105 20081105125123 ACCESSION NUMBER: 0001389181-08-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081103 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156367000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 081163031 BUSINESS ADDRESS: BUSINESS PHONE: (415) 636-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-11-03 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Corp & Retirement Svcs. Common Stock 2008-11-03 4 A 0 13042 19.17 A 77557.21 D Nonqualified Stock Option (Right to buy) 19.36 2008-11-03 4 A 0 128041 0 A 2009-11-03 2018-11-03 Common Stock 128041 128041 D The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP. The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Jane E. Fry, Attorney-in-fact 2008-11-05 -----END PRIVACY-ENHANCED MESSAGE-----