-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EdfgQ9opkxtMyOlFNMQ7MIlhKRJAASfsKtD//hgAceVVejRCmoAMS8fvTpOuB1gb fAd9LG8qBv2+8opMYxhTRw== 0001389181-08-000008.txt : 20080916 0001389181-08-000008.hdr.sgml : 20080916 20080916163249 ACCESSION NUMBER: 0001389181-08-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080915 FILED AS OF DATE: 20080916 DATE AS OF CHANGE: 20080916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 081074454 BUSINESS ADDRESS: BUSINESS PHONE: (415) 636-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156367000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-09-15 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Corp & Retirement Svcs. Common Stock 2008-09-15 4 M 0 52455 14.31 A 134388.21 D Common Stock 2008-09-15 4 M 0 8711 8.76 A 143099.21 D Common Stock 2008-09-15 4 M 0 2761 14.31 A 145860.21 D Common Stock 2008-09-15 4 S 0 81345 23.20 D 64515.21 D Common Stock 2008-09-16 4 M 0 11956 22.22 A 76471.21 D Common Stock 2008-09-16 4 S 0 11956 24.89 D 64515.21 D Nonqualified Stock option (Right to buy) 14.31 2008-09-15 4 M 0 52445 0 D 2002-07-18 2011-07-18 Common Stock 52445 0 D Nonqualified Stock option (Right to buy) 8.76 2008-09-15 4 M 0 8711 0 D 2005-09-30 2011-09-30 Common Stock 8711 0 D Incentive Stock option (Right to buy) 14.31 2008-09-15 4 M 0 2761 0 D 2002-07-18 2011-07-18 Common Stock 2761 0 D Nonqualified Stock option (Right to buy) 22.22 2008-09-16 4 M 0 5978 0 D 2000-02-25 2009-02-25 Common Stock 5978 0 D Incentive Stock option (Right to buy) 22.22 2008-09-16 4 M 0 5978 0 D 2000-02-25 2009-02-25 Common Stock 5978 0 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2008. The reporting person also has an indirect beneficial ownership interest in 8,357.31 shares held by a 401(k) and 4,853.20 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2008-09-16 -----END PRIVACY-ENHANCED MESSAGE-----