-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U55kttsoTzrUbXwwZKxIMdVrPr1eq4E6wbrWWnEXgIF26nk6707Cp2CRy4/cqZKo nVm4OJ60QZHZPk+U1c7LRQ== 0001389181-08-000004.txt : 20080128 0001389181-08-000004.hdr.sgml : 20080128 20080128165726 ACCESSION NUMBER: 0001389181-08-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080125 FILED AS OF DATE: 20080128 DATE AS OF CHANGE: 20080128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCool James D CENTRAL INDEX KEY: 0001389181 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 08554748 BUSINESS ADDRESS: BUSINESS PHONE: (415) 636-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-25 0000316709 SCHWAB CHARLES CORP SCHW 0001389181 McCool James D C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Corp & Retirement Svcs. Common Stock 2008-01-25 4 M 0 4720 8.3156 A 78410 D Common Stock 2008-01-25 4 M 0 6293 12.4988 A 84703 D Common Stock 2008-01-25 4 M 0 7727 14.3198 A 92430 D Common Stock 2008-01-25 4 M 0 6293 12.4988 A 98723 D Common Stock 2008-01-25 4 M 0 7342 9.2573 A 106065 D Common Stock 2008-01-25 4 M 0 20000 8.7616 A 126065 D Common Stock 2008-01-25 4 S 0 17227 21.30 D 108838 D Common Stock 2008-01-25 4 S 0 100 21.305 D 103738 D Common Stock 2008-01-25 4 S 0 10935 21.31 D 97803 D Common Stock 2008-01-25 4 S 0 400 21.315 D 97403 D Common Stock 2008-01-25 4 S 0 700 21.32 D 96703 D Common Stock 2008-01-25 4 S 0 2500 21.33 D 94203 D Common Stock 2008-01-25 4 S 0 400 21.335 D 93803 D Common Stock 2008-01-25 4 S 0 4200 21.34 D 89603 D Common Stock 2008-01-25 4 S 0 3300 21.35 D 86303 D Common Stock 2008-01-25 4 S 0 1600 21.36 D 84703 D Incentive Stock Option (Right to buy) 8.3156 2008-01-25 4 M 0 4720 0 D 1999-02-23 2008-02-23 Common Stock 4720 0 D Incentive Stock Option (Right to buy) 12.4988 2008-01-25 4 M 0 6293 0 D 2003-02-27 2012-02-27 Common Stock 6293 0 D Nonqualified Stock Option (Right to buy) 14.3198 2008-01-25 4 M 0 7727 0 D 2002-07-18 2011-07-18 Common Stock 7727 52445 D Nonqualified Stock Option (Right to buy) 12.4988 2008-01-25 4 M 0 6293 0 D 2003-02-27 2012-02-27 Common Stock 6293 0 D Nonqualified Stock Option (Right to buy) 9.2573 2008-01-25 4 M 0 7342 0 D 2004-11-08 2012-11-08 Common Stock 7342 0 D Nonqualified Stock Option (Right to buy) 8.7616 2008-01-25 4 M 0 20000 0 D 2004-12-15 2011-09-30 Common Stock 20000 8711 D As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 8,296 shares held by a 401(k) and 4,827 shares held by an ESOP. James D. McCool 2008-01-28 -----END PRIVACY-ENHANCED MESSAGE-----