-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VrhnnNPcLNYW8Qqml6094VgUupwOl08YzS0JWBNJVxMx5aMagHVWi59VFF+hIi+l T8TQYXkwNxiSduPQ6wGc0w== 0001328055-06-000002.txt : 20061101 0001328055-06-000002.hdr.sgml : 20061101 20061101174711 ACCESSION NUMBER: 0001328055-06-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061030 FILED AS OF DATE: 20061101 DATE AS OF CHANGE: 20061101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scaturro Peter K CENTRAL INDEX KEY: 0001328055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 061180074 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-30 0000316709 SCHWAB CHARLES CORP SCHW 0001328055 Scaturro Peter K C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP and CEO - U.S. Trust Common Stock 2006-10-30 4 A 0 30684 0 A 203545 D Non-Qualified Stock Option (Right to Buy) 19.186 2006-10-30 4 A 0 99099 0 A 2007-10-30 2013-10-30 Common Stock 99099 99099 D The award vests in increments of 25% on November 1, 2007, 2008, 2009, and 2010 based on the company achieving a performance target related to return on equity for the one-year performance period ending on the day immediately prior to each vesting date. Each option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Shares under the option have an exercise price of $19.186, which is 106% of the closing price of the company's common stock on the date of grant ($18.10). Jane E. Fry, Attorney-in-fact 2006-11-01 -----END PRIVACY-ENHANCED MESSAGE-----