-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GoOLqbGBdTVsvNoUy52SiBeeK36Sng0mntKa0pOG92cAzaSJvtCLRZkutZD4PG33 w5F6xMbRYeJfRbEBFFf+kA== 0001311775-07-000001.txt : 20070126 0001311775-07-000001.hdr.sgml : 20070126 20070126155840 ACCESSION NUMBER: 0001311775-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070126 FILED AS OF DATE: 20070126 DATE AS OF CHANGE: 20070126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hier-King Jan CENTRAL INDEX KEY: 0001311775 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07556644 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-26 0000316709 SCHWAB CHARLES CORP SCHW 0001311775 Hier-King Jan C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP - Human Resources Common Stock 2007-01-26 4 M 0 25314 5.7963 A 103577 I by Trust Common Stock 2007-01-26 4 M 0 25314 6.8796 A 128891 I by Trust Common Stock 2007-01-26 4 S 0 18431 18.59 D 110460 I by Trust Common Stock 2007-01-26 4 S 0 3797 18.60 D 106663 I by Trust Common Stock 2007-01-26 4 S 0 2200 18.61 D 104463 I by Trust Common Stock 2007-01-26 4 S 0 5800 18.62 D 98663 I by Trust Common Stock 2007-01-26 4 S 0 5100 18.63 D 93563 I by Trust Common Stock 2007-01-26 4 S 0 15300 18.64 D 78263 I by Trust Incentive Stock Option (Right to Buy) 5.7963 2007-01-26 4 M 0 25314 0 D 1998-02-26 2007-02-26 Common Stock 25314 0 D Non-Qualified Stock Option (Right to Buy) 6.8796 2007-01-26 4 M 0 25314 0 D 1998-08-01 2007-02-26 Common Stock 25314 0 D As of the date of this report, the reporting person also had a direct beneficial ownership interest in 29,028 shares and an indirect beneficial ownership interest in 6,904 shares held by an ESOP. Jane E. Fry, Attorney-in-fact 2007-01-26 -----END PRIVACY-ENHANCED MESSAGE-----