-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SY8Uhvg8/NFnn44j47fW5YKTbTn8pXSZus9nlTBB9gi3E4P+1FsVH2veUKWtZzBH daLCixEJsNkSlGkqFlcUMQ== 0001311478-07-000009.txt : 20071105 0001311478-07-000009.hdr.sgml : 20071105 20071105175237 ACCESSION NUMBER: 0001311478-07-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20071105 DATE AS OF CHANGE: 20071105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldman Charles G CENTRAL INDEX KEY: 0001311478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 071215172 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-01 0000316709 SCHWAB CHARLES CORP SCHW 0001311478 Goldman Charles G C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP/COO, Schwab Institutional Common Stock 2007-11-01 4 F 0 1246 22.8096 D 28029 D Common Stock 2007-11-02 4 A 0 10987 0 A 39016 D Nonqualified Stock Option (right to buy) 23.3295 2007-11-01 4 A 0 104457 0 A 2008-11-01 2014-11-01 Common Stock 104457 104457 D The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date. As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 1,416 shares of company stock held by a trust. Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65). The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Jane E. Fry, Attorney-in-fact 2007-11-05 -----END PRIVACY-ENHANCED MESSAGE-----