-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HUiLvGuglmnIAjQwDS9MUxMCbmiWw0rGxpigkchiN6l4zO4XAqsWD8qv+VJrzROm wxzFDeDmFFlXv9xuX309mA== 0001296479-08-000002.txt : 20081003 0001296479-08-000002.hdr.sgml : 20081003 20081003120824 ACCESSION NUMBER: 0001296479-08-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081001 FILED AS OF DATE: 20081003 DATE AS OF CHANGE: 20081003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156367000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 081105838 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-10-01 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 1 1 0 0 President and CEO Common Stock 2008-10-01 4 A 0 124019 0 A 487888.89 D Nonqualified Stock Options (Right to Acquire) 24.37 2008-10-01 4 A 0 759220 0 A 2009-10-01 2015-10-01 Common Stock 759220 759220 D The restricted shares will vest 25% on the third anniversary of the grant date and 75% on the fourth anniversary of the grant date. The reporting person also has an indirect beneficial ownership interest in 2,051.36 shares held by his spouse, 5,394.61 shares held by an ESOP, and 1,277 shares held through an ESPP. The stock options will vest 15% on each of the first, second, third, and fourth anniversary of the grant date and 40% on the fifth anniversary of the grant date. Walter W. Bettinger II 2008-10-03 -----END PRIVACY-ENHANCED MESSAGE-----