-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LsHEiHSTdOUuKIwqabopn/qUHkP0ViJ6uJ6Sc0rUkC1oLRnsdSh6/LGIYLf/tBQ1 QzOLY8aZfhXbicOCx1oHig== 0001296479-07-000002.txt : 20070222 0001296479-07-000002.hdr.sgml : 20070222 20070222174426 ACCESSION NUMBER: 0001296479-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070220 FILED AS OF DATE: 20070222 DATE AS OF CHANGE: 20070222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 07643294 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-20 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 President & COO Common Stock 2007-02-20 4 A 0 250000 0 A 430633 D Non-Qualified Stock Option (Right to Buy) 19.56 2007-02-20 4 A 0 1000000 0 A 2008-02-20 2014-02-20 Common Stock 1000000 1000000 D The restricted shares vest 25% on each of the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 2,022 shares held by his spouse and 5,137 shares held in an ESOP. The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Jane E. Fry, Attorney-in-fact 2007-02-22 -----END PRIVACY-ENHANCED MESSAGE-----