-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gks9zV68j7um+8VkUSwpOPvdn1rYdBZdImqoYY6pwwd9Ddy+MA8032RlmrjwUY2a 7/6PqEadjrypfsOx6Zn6jA== 0001296455-06-000007.txt : 20061027 0001296455-06-000007.hdr.sgml : 20061027 20061027143107 ACCESSION NUMBER: 0001296455-06-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061027 FILED AS OF DATE: 20061027 DATE AS OF CHANGE: 20061027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sasson Gideon CENTRAL INDEX KEY: 0001296455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 061168448 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-27 0000316709 SCHWAB CHARLES CORP SCH 0001296455 Sasson Gideon C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP and CIO Common Stock 2006-10-27 4 M 0 184992 8.73 A 439339 D Common Stock 2006-10-27 4 M 0 22923 8.73 A 462262 D Common Stock 2006-10-27 4 S 0 3167 17.72 D 459095 D Common Stock 2006-10-27 4 S 0 2927 17.71 D 456168 D Common Stock 2006-10-27 4 S 0 108408 17.70 D 347760 D Common Stock 2006-10-27 4 S 0 55498 17.69 D 292262 D Non-Qualified Stock Option (right to buy) 8.73 2006-10-27 4 M 0 184992 0 D 1999-02-23 2008-02-23 Common Stock 184992 0 D Incentive Stock Option (right to buy) 8.73 2006-10-27 4 M 0 22923 0 D 1999-02-23 2008-02-23 Common Stock 22923 0 D As of the date of this report, the reporting person also had an indirect beneficial ownership interest 10,000 shares held in a trust, 1,361 shares held in a custodial account for his daughter, 1011 shares held in a custodial account for his son, 7,710 shares held in an ESOP, and 159 held in a 401(k). Jane E. Fry, Attorney-in-fact 2006-10-27 -----END PRIVACY-ENHANCED MESSAGE-----