-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nd4oCITGYKc9doM3CPRzwVO6kBz6h3dZV501sfu928W9dWrS5Dny26KTjbnGuXL8 hSUxNQwJEjRxZNXTd3AwTw== 0001296424-06-000014.txt : 20061204 0001296424-06-000014.hdr.sgml : 20061204 20061204143753 ACCESSION NUMBER: 0001296424-06-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061201 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dwyer Carrie E CENTRAL INDEX KEY: 0001296424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 061253824 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-12-01 0000316709 SCHWAB CHARLES CORP SCHW 0001296424 Dwyer Carrie E C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP and General Counsel Common Stock 2006-12-01 4 M 0 30869 4.33 A 331469 D Common Stock 2006-12-01 4 M 0 57131 4.33 A 388600 D Common Stock 2006-12-01 4 S 0 400 17.78 D 388200 D Common Stock 2006-12-01 4 S 0 1300 17.79 D 386900 D Common Stock 2006-12-01 4 S 0 1800 17.80 D 385100 D Common Stock 2006-12-01 4 S 0 400 17.81 D 384700 D Common Stock 2006-12-01 4 S 0 1300 17.82 D 383400 D Common Stock 2006-12-01 4 S 0 600 17.83 D 382800 D Common Stock 2006-12-01 4 S 0 600 17.84 D 382200 D Common Stock 2006-12-01 4 S 0 2300 17.85 D 379900 D Common Stock 2006-12-01 4 S 0 2100 17.86 D 377800 D Common Stock 2006-12-01 4 S 0 2200 17.87 D 375600 D Common Stock 2006-12-01 4 S 0 600 17.88 D 375000 D Common Stock 2006-12-01 4 S 0 300 17.89 D 374700 D Common Stock 2006-12-01 4 S 0 800 17.90 D 373900 D Common Stock 2006-12-01 4 S 0 1800 17.91 D 372100 D Common Stock 2006-12-01 4 S 0 1100 17.92 D 371000 D Common Stock 2006-12-01 4 S 0 2373 17.93 D 368627 D Common Stock 2006-12-01 4 S 0 1500 17.94 D 367127 D Common Stock 2006-12-01 4 S 0 2900 17.95 D 364227 D Common Stock 2006-12-01 4 S 0 3800 17.96 D 360427 D Common Stock 2006-12-01 4 S 0 2100 17.97 D 358327 D Common Stock 2006-12-01 4 S 0 2358 17.98 D 355969 D Common Stock 2006-12-01 4 S 0 1500 17.99 D 354469 D Common Stock 2006-12-01 4 S 0 1200 18.00 D 353269 D Common Stock 2006-12-01 4 S 0 700 18.01 D 352569 D Common Stock 2006-12-01 4 S 0 200 18.02 D 352369 D Common Stock 2006-12-01 4 S 0 800 18.03 D 351569 D Common Stock 2006-12-01 4 S 0 900 18.04 D 350669 D Common Stock 2006-12-01 4 S 0 300 18.05 D 350369 D Incentive Stock Option (right to buy) 4.33 2006-12-01 4 M 0 30869 0 D 1997-12-11 2006-12-11 Common Stock 30869 0 D Non-Qualified Stock Option (right to buy) 4.33 2006-12-01 4 M 0 57131 0 D 1997-12-11 2006-12-11 Common Stock 57131 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2006. As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 3,225 shares held in trust for her son, 3,225 shares held in trust for her daughter and 1,065 shares held by an ESOP. Carrie E. Dwyer 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----