-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KQXM0/ra/6ThVOBz1PH3NMEX9SN8XIcu3e5JpkMzpEy7C9TK+oTZgI7ozZhYCvnP +w38txbKXWXbqEWtMOi0Yw== 0001296424-04-000003.txt : 20040706 0001296424-04-000003.hdr.sgml : 20040705 20040706172555 ACCESSION NUMBER: 0001296424-04-000003 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040628 FILED AS OF DATE: 20040706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dwyer Carrie E CENTRAL INDEX KEY: 0001296424 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 04903027 BUSINESS ADDRESS: BUSINESS PHONE: (415) 627-7000 MAIL ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST STREET 2: (SF120KNY-9) CITY: SAN FRANCISCO STATE: CA ZIP: 94104 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2004-06-28 0 0000316709 SCHWAB CHARLES CORP SCH 0001296424 Dwyer Carrie E C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP and General Counsel Common Stock 228555 D Common Stock 58940 I by Trust Common Stock 3225 I in Trust for Daughter Common Stock 3225 I in Trust for Son Common Stock 1045.743 I by ESOP Non-Qualified Stock Options 4.33 1997-12-11 2006-12-11 Common Stock 107131 D Incentive Stock Options 4.33 1997-12-11 2006-12-11 Common Stock 55869 D Incentive Stock Options 8.72 1999-02-23 2008-02-23 Common Stock 23400 D Non-Qualified Stock Options 8.72 1999-02-23 2008-02-23 Common Stock 30600 D Incentive Stock Options 23.31 2000-02-25 2009-02-25 Common Stock 4287 D Non-Qualified Stock Options 23.31 2000-02-25 2009-02-25 Common Stock 25713 D Non-Qualified Stock Options 35.58 2000-04-20 2009-04-20 Common Stock 15000 D Incentive Stock Options 26.375 2001-02-23 2010-02-23 Common Stock 3791 D Non-Qualified Stock Options 26.375 2001-02-23 2010-02-23 Common Stock 93710 D Non-Qualified Stock Options 31.0625 2001-10-25 2010-10-25 Common Stock 8000 D Non-Qualified Stock Options 28.75 2003-12-15 2010-12-15 Common Stock 75000 D Incentive Stock Options 20.90 2005-02-28 2011-02-28 Common Stock 4784 D Non-Qualified Stock Options 20.90 2002-02-28 2011-02-28 Common Stock 25216 D Non-Qualified Stock Options 20.68 2001-05-04 2011-05-04 Common Stock 6000 D Non-Qualified Stock Options 15.02 2002-07-18 2011-07-18 Common Stock 90000 D Non-Qualified Stock Options 15.02 2002-07-18 2011-07-18 Common Stock 32000 D Non-Qualified Stock Options 10.20 2002-09-24 2011-09-24 Common Stock 24400 D Non-Qualified Stock Options 13.11 2003-02-27 2012-02-27 Common Stock 18750 D Incentive Stock Options 13.11 2006-02-27 2012-02-27 Common Stock 6250 D Non-Qualified Stock Options 9.71 2004-11-08 2012-11-08 Common Stock 75000 D The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest in four equal installments beginning on the first anniversary of the grant date. The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 35% on the first anniversary of the grant date, 25% on the second anniversary of the grant date and 20% on each of the third and fourth anniversary of the grant date. The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 50% on each of the third and fourth anniversary of the grant date. The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on each of the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. The options were granted under the 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vested immediately. Carrie E. Dwyer 2004-07-06 -----END PRIVACY-ENHANCED MESSAGE-----