-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VKhwh4SYTkbP2/nWOG9NV22qwb1JsvRulEw2KCaRppN7Q3EP6KL/wHBF+J/Tkx+g BCtnW0zGdLr9lYIIjddI7w== 0001276501-08-000006.txt : 20081105 0001276501-08-000006.hdr.sgml : 20081105 20081105125813 ACCESSION NUMBER: 0001276501-08-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081101 FILED AS OF DATE: 20081105 DATE AS OF CHANGE: 20081105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 KEARNY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156367000 MAIL ADDRESS: STREET 1: 101 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 081163057 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4156277000 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-11-01 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R C/O THE CHARLES SCHWAB CORPORATION 120 KEARNY STREET SAN FRANCISCO CA 94108 0 1 0 0 EVP and CFO Common Stock 2008-11-01 4 F 0 981 19.1933 D 56367 D Common Stock 2008-11-03 4 A 0 12520 19.17 A 68887 D Nonqualified Stock Option (Right to buy) 19.36 2008-11-03 4 A 0 122920 0 A 2009-11-03 2018-11-03 Common Stock 122920 122920 D The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. The reporting person also has an indirect beneficial ownership interest in 555.01 shares held by an ESOP. The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Jane E. Fry, Attorney-in-fact 2008-11-05 -----END PRIVACY-ENHANCED MESSAGE-----