0001225208-22-010825.txt : 20221005
0001225208-22-010825.hdr.sgml : 20221005
20221005170403
ACCESSION NUMBER: 0001225208-22-010825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221003
FILED AS OF DATE: 20221005
DATE AS OF CHANGE: 20221005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ruffel Charles A.
CENTRAL INDEX KEY: 0001739929
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09700
FILM NUMBER: 221296356
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHWAB CHARLES CORP
CENTRAL INDEX KEY: 0000316709
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 943025021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
BUSINESS PHONE: 817-859-5000
MAIL ADDRESS:
STREET 1: 3000 SCHWAB WAY
CITY: WESTLAKE
STATE: TX
ZIP: 76262
4
1
doc4.xml
X0306
4
2022-10-03
0000316709
SCHWAB CHARLES CORP
SCHW
0001739929
Ruffel Charles A.
3000 SCHWAB WAY
WESTLAKE
TX
76262
1
Nonqualified Stock Option (right to buy)
73.2100
2022-10-03
4
A
0
1404.0000
A
2022-10-03
2032-10-03
Common Stock
1404.0000
1404.0000
D
The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.
The option was received in lieu of cash compensation otherwise payable as director fees.
Exhibit List: Exhibit 24 Power of Attorney
/s/ Kristopher Tate, Attorney-in-fact
2022-10-05
EX-24
2
schwabpoa.txt
Exhibit 24
Power of Attorney
I, Charles A. Ruffel, appoint each of Mark P. Tellini,
Kristopher R. Tate, and William P. Gisi of The Charles Schwab
Corporation (the "Company"), signing singly, as my attorney-in-
fact to:
(1) Execute on my behalf and in my capacity as an
officer and/or director of the Company, Forms 3, 4 and 5 (each,
a "Form" and together, the "Forms") in accordance with Section
16 of the Securities Exchange Act of 1934, as amended (the
"Exchange Act"), and the rules thereunder;
(2) Perform any and all acts on my behalf that may be
necessary or desirable to prepare and execute any Form and
timely file or submit such Form with the United States
Securities and Exchange Commission and any stock exchange or
similar authority;
(3) Obtain, as my representative and on my behalf,
information regarding transactions in the Company's equity
securities from any third party, including the Company and any
brokers, dealers, employee benefit plan administrators and
trustee, and I authorize any such third party to release any
such information to such attorney-in-fact; and
(4) Take any other action in connection with the
foregoing that, in the opinion of such attorney-in-fact, may be
of benefit to, in the best interest of, or legally required by
me, it being understood that the documents executed by such
attorney-in-fact on my behalf pursuant to this Power of Attorney
shall be in such form and shall contain such terms and
conditions as such attorney-in-fact may approve in his or her
discretion.
I grant to each such attorney-in-fact full power and
authority to do and perform any act necessary or proper to be
done in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as I might or
could do if personally present. I ratify and confirm all that
such attorney-in-fact, or such attorney-in-fact's substitute or
substitutes, shall lawfully do by the rights and powers granted
by this Power of Attorney. Each attorney-in-fact shall have full
power of substitution or revocation.
I acknowledge that these attorneys-in-fact, in serving in
such capacity at my request, are not assuming, nor is the
Company assuming, any of my responsibilities to comply with
Section 16 of the Exchange Act, any associated liability, or any
of my liability for disgorgement of profits under Section 16(b)
of the Exchange Act.
This Power of Attorney shall remain in full force and
effect until I am no longer required to file the Forms with
respect to my holdings of and transactions in securities issued
by the Company, unless (i) I earlier revoke it in a signed
writing delivered to the Office of the Corporate Secretary of
the Company, or (ii) with respect to each individual attorney-
in-fact, upon their retirement or termination of employment with
the Company. This Power of Attorney revokes all previous powers
of attorney with respect to the subject matter of this Power of
Attorney.
/S/ Charles A. Ruffel
Charles A. Ruffel
July 26, 2022
Date