0001225208-21-013123.txt : 20211015 0001225208-21-013123.hdr.sgml : 20211015 20211015180600 ACCESSION NUMBER: 0001225208-21-013123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211015 FILED AS OF DATE: 20211015 DATE AS OF CHANGE: 20211015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 211326938 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-10-15 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 3000 SCHWAB WAY WESTLAKE TX 76262 1 Senior EVP and COO Common Stock 2021-10-15 4 M 0 25484.0000 42.9900 A 232135.0000 I by Trust Common Stock 2021-10-15 4 S 0 10031.0000 79.4200 D 222104.0000 I by Trust Common Stock 2021-10-15 4 S 0 25484.0000 80.9719 D 196620.0000 I by Trust Common Stock 645.0090 I by ESOP Nonqualified Stock Option (right to buy) 42.9900 2021-10-15 4 M 0 25484.0000 0.0000 D 2018-03-01 2027-03-01 Common Stock 25484.0000 25485.0000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. This transaction was executed in multiple trades at prices ranging from $80.97 to $81.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-10-15