0001225208-21-008669.txt : 20210528 0001225208-21-008669.hdr.sgml : 20210528 20210528172141 ACCESSION NUMBER: 0001225208-21-008669 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210528 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Murtagh Nigel J CENTRAL INDEX KEY: 0001649599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21981716 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-05-28 0000316709 SCHWAB CHARLES CORP SCHW 0001649599 Murtagh Nigel J 3000 SCHWAB WAY WESTLAKE TX 76262 1 EVP - Corporate Risk Common Stock 2021-05-28 4 M 0 25000.0000 30.1700 A 82483.8276 D Common Stock 2021-05-28 4 S 0 25000.0000 74.0071 D 57483.8276 D Common Stock 1015.0000 I by ESPP Nonqualified Stock Option (right to buy) 30.1700 2021-05-28 4 M 0 25000.0000 0.0000 D 2016-03-02 2025-03-02 Common Stock 25000.0000 16169.0000 D This transaction was executed in multiple trades at prices ranging from $73.97 to $74.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-05-28