0001225208-21-007935.txt : 20210511 0001225208-21-007935.hdr.sgml : 20210511 20210511150646 ACCESSION NUMBER: 0001225208-21-007935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210510 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettinger Walter W CENTRAL INDEX KEY: 0001296479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21910925 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-05-10 0000316709 SCHWAB CHARLES CORP SCHW 0001296479 Bettinger Walter W 3000 SCHWAB WAY WESTLAKE TX 76262 1 1 President and CEO Common Stock 2021-05-10 4 M 0 20483.0000 27.4500 A 228397.0220 D Common Stock 2021-05-10 4 S 0 20483.0000 72.4788 D 207914.0220 D Common Stock 6279.1680 I by ESOP Common Stock 2569.0000 I by ESPP Common Stock 2412.2908 I By Spouse Nonqualified Stock Option (right to buy) 27.4500 2021-05-10 4 M 0 20483.0000 0.0000 D 2015-08-01 2024-08-01 Common Stock 20483.0000 16018.0000 D This transaction was executed in multiple trades at prices ranging from $72.47 to $72.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-05-11