0001225208-21-007256.txt : 20210429 0001225208-21-007256.hdr.sgml : 20210429 20210429184452 ACCESSION NUMBER: 0001225208-21-007256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARTINETTO JOSEPH R CENTRAL INDEX KEY: 0001276501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21872817 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-04-29 0000316709 SCHWAB CHARLES CORP SCHW 0001276501 MARTINETTO JOSEPH R 3000 SCHWAB WAY WESTLAKE TX 76262 1 Senior EVP and COO Common Stock 2021-04-29 4 M 0 119905.0000 26.3900 A 344989.0000 I by Trust Common Stock 2021-04-29 4 M 0 105295.0000 30.1700 A 450284.0000 I by Trust Common Stock 2021-04-29 4 M 0 30121.0000 31.4400 A 480405.0000 I by Trust Common Stock 2021-04-29 4 S 0 255321.0000 71.6958 D 225084.0000 I by Trust Common Stock 645.0090 I by ESOP Nonqualified Stock Option (right to buy) 31.4400 2021-04-29 4 M 0 30121.0000 0.0000 D 2025-06-01 Common Stock 30121.0000 0.0000 D Nonqualified Stock Option (right to buy) 26.3900 2021-04-29 4 M 0 119905.0000 0.0000 D 2017-03-01 2026-03-01 Common Stock 119905.0000 0.0000 D Nonqualified Stock Option (right to buy) 30.1700 2021-04-29 4 M 0 105295.0000 0.0000 D 2016-03-02 2025-03-02 Common Stock 105295.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $71.41 to $72.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 6/01/2016. Jamal Modir, Attorney-in-fact 2021-04-29