0001225208-21-007204.txt : 20210429 0001225208-21-007204.hdr.sgml : 20210429 20210429142546 ACCESSION NUMBER: 0001225208-21-007204 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210429 DATE AS OF CHANGE: 20210429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morgan Peter J. III CENTRAL INDEX KEY: 0001792910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21869534 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER NAME: FORMER CONFORMED NAME: Morgan Peter J. DATE OF NAME CHANGE: 20191031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-04-29 0000316709 SCHWAB CHARLES CORP SCHW 0001792910 Morgan Peter J. III 3000 SCHWAB WAY WESTLAKE TX 76262 1 EVP and General Counsel Common Stock 2021-04-29 4 M 0 7321.0000 41.9800 A 15679.0000 D Common Stock 2021-04-29 4 S 0 7321.0000 70.8514 D 8358.0000 D Common Stock 142.1520 I by ESOP Common Stock 1015.0000 I by ESPP Nonqualified Stock Option (right to buy) 41.9800 2021-04-29 4 M 0 7321.0000 0.0000 D 2021-03-02 2030-03-02 Common Stock 7321.0000 21965.0000 D This transaction was executed in multiple trades at prices ranging from $70.68 to $70.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-04-29