0001225208-21-002782.txt : 20210217 0001225208-21-002782.hdr.sgml : 20210217 20210217171013 ACCESSION NUMBER: 0001225208-21-002782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haraf William S CENTRAL INDEX KEY: 0001632346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21645997 MAIL ADDRESS: STREET 1: C/O THE CHARLES SCHWAB CORPORATION STREET 2: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-02-16 0000316709 SCHWAB CHARLES CORP SCHW 0001632346 Haraf William S 3000 SCHWAB WAY WESTLAKE TX 76262 1 Common Stock 2021-02-16 4 M 0 7866.0000 28.9600 A 38838.0000 D Common Stock 2021-02-16 4 S 0 7866.0000 61.2501 D 30972.0000 D Nonqualified Stock Option (right to buy) 28.9600 2021-02-16 4 M 0 7866.0000 0.0000 D 2026-05-19 Common Stock 7866.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $61.245 to $61.255. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The date first exercisable is 5/19/2017. Jamal Modir, Attorney-in-fact 2021-02-17