0001225208-21-001734.txt : 20210205 0001225208-21-001734.hdr.sgml : 20210205 20210205133910 ACCESSION NUMBER: 0001225208-21-001734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210204 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21595295 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-02-04 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R 3000 SCHWAB WAY WESTLAKE TX 76262 1 1 Chairman Common Stock 2021-02-04 4 M 0 165877.0000 11.7500 A 88113682.0000 I by Trust Common Stock 2021-02-04 4 S 0 165877.0000 54.8649 D 87947805.0000 I by Trust Common Stock 44025.0000 I by 188 Corp Common Stock 32409941.0000 I by Limited Partnership Common Stock 420425.3300 I by Spouse as Trustee Nonqualified Stock Option (right to buy) 11.7500 2021-02-04 4 M 0 165877.0000 0.0000 D 2012-11-01 2021-11-01 Common Stock 165877.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $54.65 to $55.195. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-02-05