0001225208-21-001688.txt : 20210204 0001225208-21-001688.hdr.sgml : 20210204 20210204154420 ACCESSION NUMBER: 0001225208-21-001688 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210203 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES R CENTRAL INDEX KEY: 0000923738 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09700 FILM NUMBER: 21590925 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB CHARLES CORP CENTRAL INDEX KEY: 0000316709 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 943025021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 BUSINESS PHONE: 817-859-5000 MAIL ADDRESS: STREET 1: 3000 SCHWAB WAY CITY: WESTLAKE STATE: TX ZIP: 76262 4 1 doc4.xml X0306 4 2021-02-03 0000316709 SCHWAB CHARLES CORP SCHW 0000923738 SCHWAB CHARLES R 3000 SCHWAB WAY WESTLAKE TX 76262 1 1 Chairman Common Stock 2021-02-03 4 M 0 126812.0000 18.6600 A 88098597.0000 I by Trust Common Stock 2021-02-03 4 S 0 6480.0000 54.8068 D 88092117.0000 I by Trust Common Stock 2021-02-03 4 S 0 17500.0000 54.8070 D 88074617.0000 I by Trust Common Stock 2021-02-03 4 S 0 126812.0000 54.8133 D 87947805.0000 I by Trust Common Stock 2021-02-04 4 M 0 147992.0000 15.0500 A 88095797.0000 I by Trust Common Stock 2021-02-04 4 S 0 147992.0000 54.0973 D 87947805.0000 I by Trust Common Stock 44025.0000 I by 188 Corp Common Stock 32409941.0000 I by Limited Partnership Common Stock 420425.3300 I by Spouse as Trustee Nonqualified Stock Option (right to buy) 18.6600 2021-02-03 4 M 0 126812.0000 0.0000 D 2012-03-01 2021-03-01 Common Stock 126812.0000 0.0000 D Nonqualified Stock Option (right to buy) 15.0500 2021-02-04 4 M 0 147992.0000 0.0000 D 2012-08-01 2021-08-01 Common Stock 147992.0000 0.0000 D This transaction was executed in multiple trades at prices ranging from $54.54 to $55.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $54.54 to $55.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $54.525 to $55.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $54.00 to $54.325. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Jamal Modir, Attorney-in-fact 2021-02-04